Robert M. Quinn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert M Quinn was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2006. Robert had worked at 5 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2015 - February 11, 2020
US ADVISORY GROUP
October 12, 2010 - July 28, 2011
GATE US LLC
September 22, 2008 - December 19, 2008
BARCLAYS CAPITAL INC.
March 25, 2008 - October 15, 2008
LEHMAN BROTHERS INC.
September 18, 2006 - September 22, 2008
LEHMAN BROTHERS INC.
June 21, 2006 - September 19, 2006
UST SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
US ADVISORY GROUP
CRD#: 109291 / SEC#: 801-56179
Contact information
Regulatory assets under management
| Total Number of Accounts | 191 |
| AUM (Assets Under Management) | $ 61,149,812 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
