CC
Christopher W. Cushman
LEGACY PLANNING ADVISORS
Suwanee, GA 30024
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CRD#: 5092370
CC
Professional summary
Christopher Weston Cushman, CFP® is a registered financial advisor currently at LEGACY PLANNING ADVISORS, LLC located in Suwanee, Georgia and THE STRATEGIC FINANCIAL ALLIANCE, INC. located in Suwanee, Georgia.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Christopher has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. EMPLOYEE OF INDEPENDENT RIA, LEGACY PLANNING ADVISORS, LLC. INVESTMENT RELATED,5400 LAUREL SPRINGS PARKWAY, STE 101, SUWANEE, GA 30024, START 1/2007, INVESTMENT ADVISER REPRESENTATIVE AND PART OWNER,200 HOURS+/MO, 130 HOURS-/MO. TALK TO CLIENTS,PREPARE & EXPLAIN ACTION PLANS, TRADE INVESTMENTS,PROSPECTS, ETC. OWNER/SOLE PROPRIETOR OF BEN HUR,INVESTMENT CLUB WITH NINE PEOPLE CHRIS KNOWS FROM COLLEGE. HE JUST HAS AN OWNERSHIP STAKE & INVESTS MONTHLY DUES IN COMMON STOCKS. CLUB HAS BEEN GOING SINCE ABOUT 2007.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Weston Cushman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
December 27, 2024 - Present
LEGACY PLANNING ADVISORS, LLC
Office #1: 5400 Laurel Springs Parkway Suite 101, Suwanee, GA 30024RIA
CRD#: 121289
Suwanee, GA
Current
May 31, 2012 - Present
THE STRATEGIC FINANCIAL ALLIANCE, INC.
Office #1: 5400 Laurel Springs Parkway Suite 101, Suwanee, GA 30024RIA
BD
CRD#: 126514
Suwanee, GA
Past
June 24, 2014 - December 31, 2023
LEGACY PLANNING ADVISORS, LLC
RIA
CRD#: 121289
SUWANEE, GA
Past
February 12, 2007 - June 7, 2012
OSAIC SERVICES, INC.
BD
CRD#: 133763
SUWANEE, GA
Past
April 13, 2006 - December 13, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
ATLANTA, GA
Past
March 23, 2006 - December 13, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LEGACY PLANNING ADVISORS, LLC
LEGACY PLANNING ADVISORS, LLC | LEGACY PLANNING GROUP, INC
CRD#: 121289 / SEC#: 801-112270
RIA
Registered Investment Advisory firm - (1/8/2018 Approved)Georgia
Registered Investment Advisory firm - (3/29/2018 Terminated)North Carolina
Registered Investment Advisory firm - (12/31/2003 Failure to Renew)Texas
Registered Investment Advisory firm - (2/6/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/4/2020)
RR
Arizona(6/4/2020)
RR
Colorado(6/4/2020)
RR
Florida(6/4/2020)
IAR
Florida(2/18/2025)
RR
Georgia(5/31/2012)
IAR
Georgia(1/2/2025)
RR
Louisiana(6/10/2025)
RR
Montana(6/18/2024)
RR
New Mexico(6/4/2020)
RR
North Carolina(6/5/2020)
RR
Oklahoma(1/9/2023)
RR
South Carolina(6/4/2020)
IAR
South Carolina(12/27/2024)
RR
Tennessee(6/2/2020)
RR
Texas(6/4/2020)
IAR
Texas(12/27/2024)
RR
Washington(8/3/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LEGACY PLANNING ADVISORS, LLC
LEGACY PLANNING ADVISORS, LLC | LEGACY PLANNING GROUP, INC
CRD#: 121289 / SEC#: 801-112270
RIA
Registered Investment Advisory firm - (1/8/2018 Approved)Georgia
Registered Investment Advisory firm - (3/29/2018 Terminated)North Carolina
Registered Investment Advisory firm - (12/31/2003 Failure to Renew)Texas
Registered Investment Advisory firm - (2/6/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5400 Laurel Springs Parkway Suite 101, Suwanee, GA 30024
Mailing Address
Phone number
(770) 919-2075
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 565 |
| AUM (Assets Under Management) | $ 192,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
