Lester E Kuan
Professional Summary
Lester E Kuan, who also goes by Lester Enrique Kuan, Lester Kuan, is a registered financial advisor currently at JEFFERIES INVESTMENT ADVISERS LLC located in Miami, Florida and JEFFERIES LLC located in Miami, Florida. Lester is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Lester has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Lester Enrique Kuan, Lester Kuan
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Contact Information
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Years of Experience
20 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
JEFFERIES INVESTMENT ADVISERS LLC
Contact Information
Main Address
520 Madison Avenue, New York, NY 10022Phone Number
(212) 284-2300# of Employees
119SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
2,020AUM (Assets Under Management)
$5,154,561,141Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
JEFFERIES INVESTMENT ADVISERS LLC
State Registrations and Notice Filings
(8/5/2025)
(8/7/2025)
(2/20/2025)
(3/26/2025)
(8/4/2025)
(8/7/2025)
(2/20/2025)
(8/5/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 2006About the Series 6 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jul 2013About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Nov 2011About the Series 10 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Lester E Kuan's CRS (Customer Relationship Summary).
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