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Christopher T. Demma

DEMMA-NOVAK WEALTH MANAGEMENT
DAYTON, OH 45459
Some features on this profile are disabled
CRD#: 5091726
CD

Professional summary

Christopher Thomas Demma is a registered financial advisor currently at DEMMA-NOVAK WEALTH MANAGEMENT located in Dayton, Ohio.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Christopher has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CHRIS DEMMA RESTAURANT WAITER/BARTENDER - 10% TIME SPENT DEMMA WEALTH MANGEMENT LLC DBA DEMMA-NOVAK WEALTH MANAGEMENT POSITION: INVESTMENT ADVISOR REPRESENTATIVE NATURE: INVESTMENT ADVISOR REPRESENTATIVE OF DEMMA WEALTH MANAGEMENT, LLC, OHIO REGISTERED INVESTMENT ADVISOR. INVESTMENT RELATED: YES NUMBER OF HOURS: 195 SECURITIES TRADING HOURS: 195 START DATE: 01/22/2015 ADDRESS: 70 BIRCH ALLEY, SUITE 240, BEAVERCREEK OH 45420 DESCRIPTION: INVESTMENT ADVISOR REPRESENTATIVE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Thomas Demma's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 20, 2015 - Present

DEMMA-NOVAK WEALTH MANAGEMENT

Office #1: 261 Regency Ridge Drive, Dayton, OH 45459
RIA
CRD#: 172311
DAYTON, OH
Past

January 23, 2009 - December 31, 2015

SECURITIES AMERICA, INC.

BD
CRD#: 10205
BEAVERCREEK, OH
Past

May 22, 2007 - January 23, 2009

BRECEK & YOUNG ADVISORS, INC.

BD
CRD#: 40395
CINCINNATI, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kentucky
(4/9/2015)
IAR
Ohio
(1/20/2015)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/2/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/20/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/31/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 5/21/2007
Investment Company Products/Variable Contracts Representative Examination

Current Firm

DW
DEMMA-NOVAK WEALTH MANAGEMENT
DEMMA WEALTH MANAGEMENT, LLC | DEMMA-NOVAK WEALTH MANAGEMENT

CRD#: 172311 / SEC#:

Kentucky
Registered Investment Advisory firm - (4/9/2015 Approved)
Ohio
Registered Investment Advisory firm - (1/20/2015 Approved)
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Contact information

Main Address
261 Regency Ridge Drive, Dayton, OH 45459
Mailing Address
Phone number
(513) 624-0075
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DEMMA-NOVAK WEALTH MANAGEMENT

CRD#: 172311Dayton, OH 45459

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