Benjamin A. Jones

WAVE WEALTH MANAGEMENT

FRISCO, TX 75034

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CRD#: 5091560

Professional summary

Benjamin Arnott Jones, CFP® is a registered financial advisor currently at WAVE WEALTH MANAGEMENT, LLC located in Frisco, Texas.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Benjamin has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LICENSED INSURANCE AGENT; INVESTMENT RELATED; 7000 PARKWOOD BLVD. STE G300, FRISCO, TX 75034; INSURANCE SALES; INSURANCE AGENT; IMPLEMENTATION OF INSURANCE RECOMMENDATIONS 2) WRM STRATEGIES LLC; OWNER; NOT INVESTMENT RELATED; 7000 PARKWOOD BLVD. STE G300, FRISCO, TX 75034; START: SEPTEMBER 2025; SOLEY A PASSTHROUGH FOR INSURANCE AGENT COMMISSIONS; NO HOURS ARE SPENT IN THIS CAPACITY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Arnott Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

October 6, 2016 - Present

WAVE WEALTH MANAGEMENT, LLC

Office #1: 7000 Parkwood Blvd. Suite G300, Frisco, TX 75034

RIA

CRD#: 285079

FRISCO, TX

Past

March 13, 2012 - October 7, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PLANO, TX

Past

March 13, 2012 - October 7, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

PLANO, TX

Past

April 21, 2008 - March 6, 2012

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

PLANO, TX

Past

January 30, 2008 - March 6, 2012

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

PLANO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WAVE WEALTH MANAGEMENT, LLC

CRD#: 285079 / SEC#: 801-131305

RIA

Registered Investment Advisory firm - (10/16/2024 Approved)

Louisiana

Registered Investment Advisory firm - (11/13/2024 Terminated)

Texas

Registered Investment Advisory firm - (11/12/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(3/20/2017)

IAR

Texas
(10/6/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/18/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/7/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/29/2008

General Securities Representative Examination

Current Firm

WAVE WEALTH MANAGEMENT, LLC

CRD#: 285079 / SEC#: 801-131305

RIA

Registered Investment Advisory firm - (10/16/2024 Approved)

Louisiana

Registered Investment Advisory firm - (11/13/2024 Terminated)

Texas

Registered Investment Advisory firm - (11/12/2024 Terminated)

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Contact information

Main Address

7000 Parkwood Blvd. Suite G300, Frisco, TX 75034

Mailing Address

Phone number

(972) 954-4100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WAVE WEALTH DISCLOSURE BROCHURE, BROCHURE SUPPLEMENTS, AND PRIVACY POLICY (11/5/2025)

Regulatory assets under management

Total Number of Accounts	458
AUM (Assets Under Management)	$ 116,576,041

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin A. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Arnott Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

WAVE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/18/2008

SIE

Date: 10/7/2016

Series 7

Date: 1/29/2008

Current Firm

WAVE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WAVE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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