Laura E. Erwin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laura Elisabeth Erwin, who also goes by Laurie Elisabeth Erwin, Laurie Erwin, was a registered financial professional .
Laura is a previously registered financial professional and started their career in finance in 2006. Laura had worked at 3 firms and has passed the Series 66, Series 65, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2012 - May 20, 2015
ESPOSITO PARTNERS, LLC
January 6, 2012 - May 20, 2015
ESPOSITO SECURITIES, LLC
February 8, 2006 - December 8, 2006
INVESTORS ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ESPOSITO PARTNERS, LLC
CRD#: 147373 / SEC#: 801-69223
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
