Ian A. Castille

CAPITAL ADVANTAGE

Walnut Creek, CA 94596

Some features on this profile are disabled

CRD#: 5091378

Professional summary

Ian Ashley Castille, CFP® is a registered financial advisor currently at CAPITAL ADVANTAGE, INC. located in Walnut Creek, California.

Ian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Ian has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

11/08/2010 - NOTARY, CALIFORNIA NOTARY PUBLIC, 1%.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Ashley Castille's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

July 25, 2012 - Present

CAPITAL ADVANTAGE, INC.

Office #1: 1855 Olympic Blvd. Ste 300, Walnut Creek, CA 94596

RIA

CRD#: 108985

Walnut Creek, CA

Past

November 4, 2010 - June 13, 2012

LPL FINANCIAL LLC

CRD#: 6413

NAPA, CA

Past

October 26, 2010 - June 13, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

NAPA, CA

Past

July 17, 2008 - December 11, 2008

TD AMERITRADE, INC.

RIA

CRD#: 7870

WALNUT CREEK, CA

Past

July 17, 2008 - December 11, 2008

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

WALNUT CREEK, CA

Past

July 17, 2008 - December 11, 2008

TD AMERITRADE, INC.

CRD#: 7870

WALNUT CREEK, CA

Past

November 3, 2006 - July 14, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

WALNUT CREEK, CA

Past

November 2, 2006 - July 14, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

WALNUT CREEK, CA

Past

March 20, 2006 - October 11, 2006

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

WALNUT CREEK, CA

Past

March 10, 2006 - October 11, 2006

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

WALNUT CREEK, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL ADVANTAGE, INC.

CAPITAL ADVANTAGE INC | CAPITAL ADVANTAGE, INC.

CRD#: 108985 / SEC#: 801-55896

RIA

Registered Investment Advisory firm - (9/23/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/25/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/17/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/9/2006

General Securities Representative Examination

Current Firm

CAPITAL ADVANTAGE, INC.

CAPITAL ADVANTAGE INC | CAPITAL ADVANTAGE, INC.

CRD#: 108985 / SEC#: 801-55896

RIA

Registered Investment Advisory firm - (9/23/1998 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1855 Olympic Blvd. Ste 300, Walnut Creek, CA 94596

Mailing Address

Phone number

(925) 299-1500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAPITAL ADVANTAGE, INC. CLIENT BROCHURE (8/15/2025)

CAPITAL ADVANTAGE, INC. CLIENT BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,830
AUM (Assets Under Management)	$ 1,111,637,065

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Israel

STRATEGIC ADVISERS LLC

IAR

SAN RAMON, CA

Jason Cooke

EDELMAN FINANCIAL ENGINES

IAR

DANVILLE, CA

Daniel Torres

NYLIFE SECURITIES LLC

BRENTWOOD, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ian A. Castille

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Ashley Castille's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

CAPITAL ADVANTAGE, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/17/2006

Series 7

Date: 3/9/2006

Current Firm

CAPITAL ADVANTAGE, INC.

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAPITAL ADVANTAGE, INC.

TRUST BUT VERIFY

Similar Advisors