MB
Miles H. Bresee
GWN SECURITIES
Glendora, CA
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CRD#: 5091130
MB
Professional summary
Miles Haberle Bresee III is a registered financial advisor currently at GWN SECURITIES INC. located in Glendora, California.
Miles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Miles has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Old Stone House Financial Services, LLC; same as branch; inv rel; establish a Limited Liability Company to legally separate my business activities (and liability) from personal assets (from liability); Owner; start date=02/2016; hrs/mo=160; trading hrs/mo=40; carry out my insurance business with approved products under the liability protection of an LLC * 2. Bresee Financial and Insurance Services; same as branch; inv rel; registered DBA established for the purpose of opening a business checking account to separate my personal finances from my business finances; Owner; start date=11/2010; hrs/mo=0; trading hrs/mo=0; insurance sales; same as branch; inv rel; Agent; start date=02/2015; hrs/mo=160; trading hrs/mo=40; insurance agent for insurance products with contracted vendors * 4. Rental Property; 12667 Stanwood Dr, Los Angeles CA 90066; non-inv rel; former single family residence kept as a rental property; Owner; start date=10/2007; hrs/mo=1; trading hrs/mo=0; engage the services of a property manager to interface with tenants, gardener, maintenance firm to maintain the property grounds 5. PASADENA SCOTTISH RITE POSITION: Treasurer NATURE: Pasadena Scottish Rite is a 501(c)(3) non profit organization. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/04/2014 ADDRESS: 150 N. Madison Ave., Pasadena CA 91101, United States DESCRIPTION: Monitor cash flows, income and expenses, interface with outside Investment Manager and arrange for meetings with Scottish Rite management, develop and review semi and annual budgets with other members, participate in 5 Year plan development, present financial information to members at monthly meetings. 8. BRESEE FAMILY LIVING TRUST DTD 12/28/1993 POSITION: Trustee NATURE: Personal family estate and legacy legal documents INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/28/1993 ADDRESS: 1151 E. Foothill Blvd, Glendora CA 91741, United States DESCRIPTION: Family Trust established on December 28, 1993 for estate and legacy purposes. My wife and I are the Trustees 9. The treasurer at Grace Church is an oversight position for finances of the Church. Bill payment, data input to Church financial records provided by others. The treasurer meets monthly with the Vestry, and presents the final budget and financial statements to the congregation at the annual meeting. As part of the oversight role, ensures all mandated reports are filed in a timely manner.
CRS (Client Relationship Summary) - RIA
Click below to view Miles Haberle Bresee III's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Miles Haberle Bresee III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 6, 2021 - Present
GWN SECURITIES INC.
RIA
BD
CRD#: 128929
Glendora, CA
Current
September 27, 2019 - Present
GWN SECURITIES INC.
RIA
BD
CRD#: 128929
Glendora, CA
Past
June 21, 2017 - October 4, 2019
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
GLENDORA, CA
Past
May 25, 2006 - June 21, 2017
CCF INVESTMENTS, INC.
BD
CRD#: 136571
GLENDORA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/27/2019)
RR
California(9/27/2019)
IAR
California(7/6/2021)
RR
Colorado(9/27/2019)
RR
Connecticut(7/16/2025)
RR
Florida(9/27/2019)
RR
Idaho(9/27/2019)
RR
Illinois(3/18/2020)
RR
Nevada(9/27/2019)
RR
Oregon(9/27/2019)
RR
Pennsylvania(3/8/2023)
RR
Tennessee(12/6/2022)
RR
Texas(9/27/2019)
RR
Utah(9/27/2019)
RR
Washington(9/27/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
