John R. Loftus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Reynolds Loftus was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2006. John had worked at 3 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2010 - December 22, 2015
GALLAGHER SECURITIES, INC
January 8, 2007 - September 23, 2008
MORGAN STANLEY & CO. LLC
January 8, 2007 - September 23, 2008
MORGAN STANLEY & CO. LLC
June 8, 2006 - January 24, 2007
MERCER ALLIED COMPANY, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GALLAGHER SECURITIES, INC
CRD#: 116605 / SEC#: , 8-53563
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
