TM
Timothy E. Malisa
R M DAVIS
Portland, ME 04101-4069
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CRD#: 5090700
TM
Professional summary
Timothy Edward Malisa is a registered financial advisor currently at R M DAVIS INC located in Portland, Maine.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Timothy has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Malisa is a partner in Nedrow Holdings LLC (the "Company"). The Company is an investment-related business that invests in real estate. As a partner in Nedrow Holdings LLC, Mr. Malisa is responsible for sourcing and managing certain real estate investment opportunities. Mr. Malisa founded/ became involved with the Company in 2021. Mr. Malisa devotes approximately 5 hours per month to running the Company and his work is typically conducted outside of R.M. Davis's normal securities trading hours. R.M. Davis' clients are not solicited to invest in the Company and there is no relationship between the Company and R.M. Davis or its clients. The Company is located in Portland, Maine and does not have a public office space.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Edward Malisa's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 7, 2022 - Present
R M DAVIS INC
Office #1: 24 City Center, Portland, ME 04101-4069RIA
CRD#: 105448
Portland, ME
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RM
R M DAVIS INC
DAVIS R M INC | R M DAVIS INC | R M DAVIS
CRD#: 105448 / SEC#: 801-13878
RIA
Registered Investment Advisory firm - (6/30/1978 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maine(10/14/2022)
IAR
New Hampshire(10/7/2022)
Current Firm
RM
R M DAVIS INC
DAVIS R M INC | R M DAVIS INC | R M DAVIS
CRD#: 105448 / SEC#: 801-13878
RIA
Registered Investment Advisory firm - (6/30/1978 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
24 City Center, Portland, ME 04101-4069
Mailing Address
Phone number
(207) 774-0022
Established
Firm type
Fiscal year end
# of Employees
61
SEC notice filing (29 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,881 |
| AUM (Assets Under Management) | $ 7,267,414,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 11/26/2024 | ||
| 12/22/2023 | ||
| 11/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
R M DAVIS INC
CRD#: 105448Portland, ME 04101-4069TRUST BUT VERIFY
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