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KS

Kelly L. Sneed

Some features on this profile are disabled
CRD#: 5090574
KS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kelly Lee Sneed, who also goes by Kelly Marie Lee, Kelly L Sneed, was a registered financial professional .

Kelly is a previously registered financial professional and started their career in finance in 2012. Kelly had worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 99 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kelly Marie Lee | Kelly L Sneed

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 06/2017 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELL LIFE. 2) NAME OF OTHER BUSINESS: THE BENEFIT COMPANIES, INC. INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: EMPLOYEE BENEFITS, HUMAN RESOURCES START DATE: 04/2016 POSITION/TITLE/RELATIONSHIP: CFO APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: CHIEF FINANCIAL OFFICER 3)NAME OF OTHER BUSINESS: BENEVEST INC ;INVESTMENT RELATED: YES. ADDRESS:SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES;START DATE: 04/2016. POSITION/TITLE/RELATIONSHIP:CFO. APX NUMBER OF HOURS PER WEEK: 1 HOUR ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 HOUR;BRIEF DESCRIPTION OF DUTIES:OVERSEE PAYROLL, FINANCIAL OPERATIONS AND MANAGE RISK. 4) NAME OF OTHER BUSINESS: ST. LUKE'S EVANGELICAL LUTHERAN CHURCH INVESTMENT RELATED: NO ADDRESS: 6705 NORTHWAY GREENDALE, WI NATURE OF BUSINESS: RELIGIOUS START DATE: 01/2016 POSITION/TITLE/RELATIONSHIP: FINANCIAL SECRETARY APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: REPORTING AND MONITORING MEMBERSHIP GIVING / PLEDGES 5) NAME OF OTHER BUSINESS: BENEVEST AND ASSOCIATES, INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 06/2019 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: SOLICITOR 6) NAME OF OTHER BUSINESS: TODDLIZ, INC DBA WOLF'S CLEANERS ; INVESTMENT RELATED: NO; ADDRESS: 1354 N 7TH STREET MILWAUKEE, WI 53205 ; NATURE OF BUSINESS: DRYCLEANING BUSINESS ; START DATE: 10/2021 ; POSITION/TITLE/RELATIONSHIP: OFFICE ASSISTANT ; APX NUMBER OF HOURS PER WEEK: 5-7 ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: ASSIST IN REVIEW OF OFFICE ACTIVITIES, OFFICE DUTIES ;

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 5, 2019 - December 21, 2023

BENEVEST & ASSOCIATES, INC.

RIA
CRD#: 299170
BROOKFIELD, WI
Past

November 21, 2017 - November 30, 2022

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
BROOKFIELD, WI
Past

July 5, 2017 - November 30, 2022

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
BROOKFIELD, WI
Past

August 31, 2012 - March 23, 2016

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/1/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/20/2012
General Securities Representative Examination
General Industry/Product Exam
RR
Series 99
Date: 8/30/2012
Operations Professional Examination

Current Firm

B&
BENEVEST & ASSOCIATES, INC.
BENEVEST & ASSOCIATES, INC.

CRD#: 299170 / SEC#:

Wisconsin
Registered Investment Advisory firm - (6/5/2019 Approved)
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Contact information

Main Address
250 N Patrick Blvd, Ste100, Brookfield, WI 53045
Mailing Address
Phone number
(262) 207-1999
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BENEVEST & ASSOCIATES, INC.

CRD#: 299170

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