Rachel I. Whitwell

TITLEIST ASSET MANAGEMENT

AUSTIN, TX 78746

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CRD#: 5090494

Professional summary

Rachel Irvin Whitwell, who also goes by Rachel L Irvin, Rachel Lynn Irvin, Rachel Irvin Whitwell, Rachel Irvin Whitwell, Rachel Whitwell, is a registered financial advisor currently at TITLEIST ASSET MANAGEMENT, LLC located in Austin, Texas and TITLEIST CAPITAL, LLC located in Austin, Texas.

Rachel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Rachel has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rachel L Irvin | Rachel Lynn Irvin | Rachel Irvin Whitwell | Rachel Irvin Whitwell | Rachel Whitwell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TITLEIST CAPITAL, LLC BROKER DEALER DIRECTOR OF CLIENT SERVICES SINCE 11/2022 INVESTMENT REALTED TITLEIST ASSET MANAGEMENT, LLC INVESTMENT ADVISER INVESTMENT ADVISER REPRESENTATIVE SINCE 01/2025 INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rachel Irvin Whitwell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 8, 2025 - Present

TITLEIST ASSET MANAGEMENT, LLC

Office #1: 2301 S Capital Of Texas Hwy. Suite J-101, Austin, TX 78746

RIA

CRD#: 323567

AUSTIN, TX

Current

May 2, 2023 - Present

TITLEIST CAPITAL, LLC

Office #1: 2301 S Capital Of Texas Hwy., Suite J-101, Austin, TX 78746

CRD#: 126136

Austin, TX

Past

January 9, 2017 - June 4, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

AUSTIN, TX

Past

January 9, 2017 - June 4, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

AUSTIN, TX

Past

February 19, 2016 - December 1, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

AUSTIN, TX

Past

October 8, 2015 - December 1, 2016

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

AUSTIN, TX

Past

October 1, 2008 - May 15, 2012

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

AUSTIN, TX

Past

October 1, 2008 - August 20, 2015

J.P. MORGAN SECURITIES LLC

CRD#: 79

AUSTIN, TX

Past

February 27, 2008 - October 1, 2008

J.P. MORGAN SECURITIES INC.

RIA

CRD#: 18718

AUSTIN, TX

Past

February 27, 2008 - October 1, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

AUSTIN, TX

Past

March 29, 2006 - February 11, 2008

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TITLEIST ASSET MANAGEMENT, LLC

CRD#: 323567 / SEC#: 801-126953

RIA

Registered Investment Advisory firm - (11/25/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(6/9/2023)

IAR

Texas
(1/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/19/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/27/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TITLEIST ASSET MANAGEMENT, LLC

CRD#: 323567 / SEC#: 801-126953

RIA

Registered Investment Advisory firm - (11/25/2022 Approved)

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Contact information

Main Address

777 E. Sonterra Blvd., Suite 330, San Antonio, TX 78258

Mailing Address

Phone number

(210) 826-2424

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TITLEIST ASSET MANAGEMENT, LLC WRAP BROCHURE (11/5/2025)

TITLEIST ASSET MANAGEMENT, LLC ADV PART 2A (11/5/2025)

Regulatory assets under management

Total Number of Accounts	4,813
AUM (Assets Under Management)	$ 2,430,293,058

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rachel I. Whitwell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rachel Irvin Whitwell's CRS (Customer Relationship Summary).

Certified licenses

Experience

TITLEIST CAPITAL, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

J.P. MORGAN SECURITIES INC.

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

TITLEIST ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/19/2016

SIE

Date: 10/1/2018

Series 7

Date: 3/27/2006

FINRA

Current Firm

TITLEIST ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TITLEIST ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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