Joseph Court
Professional summary
Joseph Court, who also goes by Joe Court, is a registered financial professional currently at DAVID LERNER ASSOCIATES, INC. located in Westport, Connecticut.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2007. Joseph has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Court's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 23, 2013 - Present
DAVID LERNER ASSOCIATES, INC.
Office #1: 1221 Post Road, Westport, CT 06880July 3, 2007 - April 20, 2012
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/7/2022)
(1/25/2013)
(7/28/2022)
(1/31/2024)
(11/20/2013)
(11/16/2016)
(1/28/2013)
(10/26/2022)
(1/24/2023)
Exams
FINRA
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
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Company Information
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397Westport, CT 06880TRUST BUT VERIFY
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