BH
Brian M. Haynes
COLUMBIA MANAGEMENT INVESTMENT ADVISERS
Boston, MA 02210
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CRD#: 5090264
BH
Professional summary
Brian Michael Haynes, who also goes by Brian M Haynes, Brian Haynes, is a registered financial advisor currently at COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC located in Boston, Massachusetts and COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. located in Boston, Massachusetts.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Brian has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian M Haynes | Brian Haynes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Michael Haynes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 13, 2024 - Present
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
Office #1: 290 Congress Street, Boston, MA 02210RIA
CRD#: 108257
Boston, MA
Current
May 13, 2024 - Present
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
Office #1: 290 Congress Street, Boston, MA 02210BD
CRD#: 840
Boston, MA
Past
November 15, 2017 - April 8, 2024
ALLSPRING FUNDS MANAGEMENT, LLC
RIA
CRD#: 110841
Wilmington, DE
Past
November 15, 2017 - April 8, 2024
ALLSPRING FUNDS DISTRIBUTOR, LLC
BD
CRD#: 133366
WILMINGTON, DE
Past
April 17, 2017 - November 29, 2017
CITI PRIVATE ALTERNATIVES, LLC
BD
CRD#: 153777
Wilmington, DE
Past
April 6, 2011 - November 29, 2017
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
Wilmington, DE
Past
April 6, 2011 - November 29, 2017
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
Wilmington, DE
Past
June 1, 2009 - November 22, 2010
MORGAN STANLEY
RIA
CRD#: 149777
PURCHASE, NY
Past
June 1, 2009 - November 22, 2010
MORGAN STANLEY
BD
CRD#: 149777
PURCHASE, NY
Past
November 1, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
WILMINGTON, DE
Past
March 9, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
WILMINGTON, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CM
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
AMERICAN EXPRESS ASSET MANAGEMENT GROUP INC | SELIGMAN INVESTMENTS | SELIGMAN | RIVERSOURCE INVESTMENTS, LLC | RIVERSOURCE INVESTMENTS | RIVERSOURCE INSURANCE ASSETS | RIVERSOURCE INSTITUTIONAL ADVISORS | RIVERSOURCE CAPITAL MANAGEMENT | RIVERSOURCE ALTERNATIVE INVESTMENTS | RIVERSOURCE | J. & W. SELIGMAN | COLUMBIA THREADNEEDLE INVESTMENTS NORTH AMERICA | COLUMBIA THREADNEEDLE INVESTMENTS | COLUMBIA THREADNEEDLE | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | COLUMBIA MANAGEMENT INVESTMENT ADVISERS | COLUMBIA MANAGEMENT CAPITAL ADVISERS | COLUMBIA MANAGEMENT
CRD#: 108257 / SEC#: 801-25943
RIA
Registered Investment Advisory firm - (12/20/1985 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/13/2024)
RR
Alaska(5/13/2024)
RR
Arizona(5/13/2024)
RR
Arkansas(5/13/2024)
RR
California(5/13/2024)
RR
Colorado(5/13/2024)
RR
Connecticut(5/13/2024)
RR
Delaware(5/13/2024)
RR
District of Columbia(5/13/2024)
RR
Florida(5/13/2024)
RR
Georgia(5/13/2024)
RR
Hawaii(5/13/2024)
RR
Idaho(5/13/2024)
RR
Illinois(5/13/2024)
RR
Indiana(5/13/2024)
RR
Iowa(5/13/2024)
RR
Kansas(5/13/2024)
RR
Kentucky(5/13/2024)
RR
Louisiana(5/13/2024)
RR
Maine(5/13/2024)
RR
Maryland(5/13/2024)
RR
Massachusetts(5/13/2024)
RR
Michigan(5/13/2024)
RR
Minnesota(5/13/2024)
RR
Mississippi(5/13/2024)
RR
Missouri(5/13/2024)
RR
Montana(5/13/2024)
RR
Nebraska(5/13/2024)
RR
Nevada(5/13/2024)
RR
New Hampshire(5/13/2024)
RR
New Jersey(5/13/2024)
RR
New Mexico(5/13/2024)
RR
New York(5/13/2024)
RR
North Carolina(5/13/2024)
RR
North Dakota(5/13/2024)
RR
Ohio(5/13/2024)
RR
Oklahoma(5/13/2024)
RR
Oregon(5/13/2024)
RR
Pennsylvania(5/13/2024)
IAR
Pennsylvania(5/13/2024)
RR
Puerto Rico(5/13/2024)
RR
Rhode Island(5/13/2024)
RR
South Carolina(5/13/2024)
RR
South Dakota(5/13/2024)
RR
Tennessee(5/13/2024)
RR
Texas(5/13/2024)
RR
Utah(5/13/2024)
RR
Vermont(5/13/2024)
RR
Virgin Islands(5/13/2024)
RR
Virginia(5/13/2024)
RR
Washington(5/13/2024)
RR
West Virginia(5/13/2024)
RR
Wisconsin(5/13/2024)
RR
Wyoming(5/13/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CM
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
AMERICAN EXPRESS ASSET MANAGEMENT GROUP INC | SELIGMAN INVESTMENTS | SELIGMAN | RIVERSOURCE INVESTMENTS, LLC | RIVERSOURCE INVESTMENTS | RIVERSOURCE INSURANCE ASSETS | RIVERSOURCE INSTITUTIONAL ADVISORS | RIVERSOURCE CAPITAL MANAGEMENT | RIVERSOURCE ALTERNATIVE INVESTMENTS | RIVERSOURCE | J. & W. SELIGMAN | COLUMBIA THREADNEEDLE INVESTMENTS NORTH AMERICA | COLUMBIA THREADNEEDLE INVESTMENTS | COLUMBIA THREADNEEDLE | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | COLUMBIA MANAGEMENT INVESTMENT ADVISERS | COLUMBIA MANAGEMENT CAPITAL ADVISERS | COLUMBIA MANAGEMENT
CRD#: 108257 / SEC#: 801-25943
RIA
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Contact information
Main Address
290 Congress Street, Boston, MA 02210
Mailing Address
Phone number
(800) 225-2365
Established
Firm type
Fiscal year end
# of Employees
910
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,061 |
| AUM (Assets Under Management) | $ 457,482,709,435 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/28/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
CRD#: 108257Boston, MA 02210TRUST BUT VERIFY
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