DW
David J. Washburn
WASHBURN CAPITAL MANAGEMENT
Vero Beach, FL 32960
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CRD#: 5090167
DW
Professional summary
David James Washburn, CFP® is a registered financial advisor currently at WASHBURN CAPITAL MANAGEMENT INC. located in Vero Beach, Florida.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. David has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view David James Washburn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
February 10, 2006 - Present
WASHBURN CAPITAL MANAGEMENT INC.
Office #1: 70 Royal Palm Pointe Suite C, Vero Beach, FL 32960RIA
CRD#: 125708
Vero Beach, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WASHBURN CAPITAL MANAGEMENT INC.
PARADIGM OF INDIAN RIVER, INC. | WASHBURN CAPITAL MANAGEMENT INC.
CRD#: 125708 / SEC#: 801-112874
RIA
Registered Investment Advisory firm - (4/20/2018 Approved)Florida
Registered Investment Advisory firm - (9/27/2018 Terminated)Massachusetts
Registered Investment Advisory firm - (12/7/2018 Terminated)New Hampshire
Registered Investment Advisory firm - (2/28/2019 Terminated)North Carolina
Registered Investment Advisory firm - (9/17/2019 Terminated)Rhode Island
Registered Investment Advisory firm - (12/7/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/10/2006)
Current Firm
WC
WASHBURN CAPITAL MANAGEMENT INC.
PARADIGM OF INDIAN RIVER, INC. | WASHBURN CAPITAL MANAGEMENT INC.
CRD#: 125708 / SEC#: 801-112874
RIA
Registered Investment Advisory firm - (4/20/2018 Approved)Florida
Registered Investment Advisory firm - (9/27/2018 Terminated)Massachusetts
Registered Investment Advisory firm - (12/7/2018 Terminated)New Hampshire
Registered Investment Advisory firm - (2/28/2019 Terminated)North Carolina
Registered Investment Advisory firm - (9/17/2019 Terminated)Rhode Island
Registered Investment Advisory firm - (12/7/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
70 Royal Palm Pointe Suite C, Vero Beach, FL 32960
Mailing Address
Phone number
(772) 564-7291
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 513 |
| AUM (Assets Under Management) | $ 237,330,311 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
