Casey Doody

PORTLAND INVESTMENT ADVISORS.

Island Falls, ME 04747

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CRD#: 5090063

Professional summary

Casey Doody is a registered financial advisor currently at PORTLAND INVESTMENT ADVISORS, LLC. located in Island Falls, Maine.

Casey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Casey has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Casey Doody's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 11, 2013 - Present

PORTLAND INVESTMENT ADVISORS, LLC.

Office #1: 20 Houlton Rd, Island Falls, ME 04747

RIA

CRD#: 168536

Island Falls, ME

Past

December 6, 2006 - October 14, 2013

TD AMERITRADE, INC.

RIA

CRD#: 7870

MANCHESTER, NH

Past

December 6, 2006 - October 14, 2013

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

MANCHESTER, NH

Past

December 6, 2006 - October 14, 2013

TD AMERITRADE, INC.

CRD#: 7870

MANCHESTER, NH

Past

April 17, 2006 - December 7, 2006

EQUITABLE ADVISORS, LLC

CRD#: 6627

WELLESLEY, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(10/11/2013)

IAR

Massachusetts
(1/4/2016)

IAR

Texas
(5/6/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/29/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/13/2006

General Securities Representative Examination

Current Firm

PORTLAND INVESTMENT ADVISORS, LLC.

DOODY, CASEY R | PORTLAND INVESTMENT ADVISORS, LLC. | PORTLAND INVESTMENT ADVISORS, LLC

CRD#: 168536 / SEC#:

Maine

Registered Investment Advisory firm - (10/11/2013 Approved)

Massachusetts

Registered Investment Advisory firm - (1/4/2016 Approved)

Texas

Registered Investment Advisory firm - (5/6/2015 Conditional Restricted)

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Contact information

Main Address

20 Houlton Rd, Island Falls, ME 04747

Mailing Address

20 Houlton Rd, Island Falls, ME 04747

Phone number

(207) 332-7739

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	107
AUM (Assets Under Management)	$ 19,368,372

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Casey Doody

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Casey Doody's CRS (Customer Relationship Summary).

Certified licenses

Experience

PORTLAND INVESTMENT ADVISORS, LLC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/29/2006

Series 7

Date: 4/13/2006

Current Firm

PORTLAND INVESTMENT ADVISORS, LLC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PORTLAND INVESTMENT ADVISORS, LLC.

TRUST BUT VERIFY

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