Paul E. Novak

T2 ASSET MANAGEMENT

NAPERVILLE, IL 60563

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CRD#: 5089392

Professional summary

Paul Edward Novak, who also goes by Paul E Novak, Paul Novak, is a registered financial advisor currently at T2 ASSET MANAGEMENT, LLC located in Naperville, Illinois.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Paul has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul E Novak | Paul Novak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE ALIVE CENTER NON PROFIT BOARD MEMBER SINCE 11/2021 NOT INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Edward Novak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2015 - Present

T2 ASSET MANAGEMENT, LLC

Office #1: 1952 Mcdowell Rd Suite 101, Naperville, IL 60563

RIA

CRD#: 167714

NAPERVILLE, IL

Past

May 22, 2008 - March 19, 2015

WADDELL & REED

RIA

CRD#: 866

ORLAND PARK, IL

Past

April 21, 2008 - March 19, 2015

WADDELL & REED

CRD#: 866

ORLAND PARK, IL

Past

March 15, 2006 - December 6, 2007

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

ORLAND PARK, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

T2 ASSET MANAGEMENT, LLC

HAMMOND CAPITAL MANAGEMENT, LTD. | TIMOTIC, DRAGAN | T2 ASSET MANAGEMENT, LLC

CRD#: 167714 / SEC#: 801-112202

RIA

Registered Investment Advisory firm - (12/18/2017 Approved)

Florida

Registered Investment Advisory firm - (12/20/2017 Terminated)

Illinois

Registered Investment Advisory firm - (12/18/2017 Terminated)

Indiana

Registered Investment Advisory firm - (1/3/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (12/18/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(3/11/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/21/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/28/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/19/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/14/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

T2 ASSET MANAGEMENT, LLC

HAMMOND CAPITAL MANAGEMENT, LTD. | TIMOTIC, DRAGAN | T2 ASSET MANAGEMENT, LLC

CRD#: 167714 / SEC#: 801-112202

RIA

Registered Investment Advisory firm - (12/18/2017 Approved)

Florida

Registered Investment Advisory firm - (12/20/2017 Terminated)

Illinois

Registered Investment Advisory firm - (12/18/2017 Terminated)

Indiana

Registered Investment Advisory firm - (1/3/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (12/18/2017 Terminated)

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Contact information

Main Address

1952 Mcdowell Rd Suite 101, Naperville, IL 60563

Mailing Address

Phone number

(888) 354-8499

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

T2 ASSET MANAGEMENT, LLC ADV PART 2A (3/6/2025)

Regulatory assets under management

Total Number of Accounts	830
AUM (Assets Under Management)	$ 165,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul E. Novak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Edward Novak's CRS (Customer Relationship Summary).

Certified licenses

Experience

WADDELL & REED

WADDELL & REED

CHASE INVESTMENT SERVICES CORP.

Primary Firm SEC Registration

T2 ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/21/2008

Series 63

Date: 3/28/2006

SIE

Date: 3/19/2015

Series 6

Date: 3/14/2006

Current Firm

T2 ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

T2 ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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