Randall T. Waldrip

CREST PRIVATE WEALTH

Memphis, TN 38138

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CRD#: 5089150

Professional summary

Randall Todd Waldrip, who also goes by Randy Waldrip, is a registered financial advisor currently at CREST PRIVATE WEALTH, LLC located in Memphis, Tennessee and LPL FINANCIAL LLC located in Memphis, Tennessee.

Randall is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Randall has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Randy Waldrip

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1- 12/2023 / Crest Private Wealth / DBA for LPL Business (entity for LPL business) / Investment Related / 10 Hrs mnth / 25 Hrs during trading 2- 12/2023 / Integrated Senior Marketing, LLC / Insurance Agency / Investment Related / 10 Hrs mnth / 25 Hrs during trading / start date 10/01/2018 3- 02/13/2024 - Crest Private Wealth - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 11/20/2023 - 60 Hrs/mo; 15 Hrs During Trading - I provide investment advisory services through Crest Private Wealth, an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Todd Waldrip's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2024 - Present

CREST PRIVATE WEALTH, LLC

Office #1: 1790 Kirby Parkway Suite 201, Memphis, TN 38138

RIA

CRD#: 328856

Memphis, TN

Current

January 30, 2024 - Present

LPL FINANCIAL LLC

Office #1: 5180 Park Avenue, Ste 128, Memphis, TN 38119

RIA

CRD#: 6413

Memphis, TN

Past

July 28, 2021 - January 25, 2024

REALTA INVESTMENT ADVISORS, INC

RIA

CRD#: 134952

GERMANTOWN, TN

Past

August 21, 2019 - January 25, 2024

REALTA EQUITIES, INC.

CRD#: 23769

Memphis, TN

Past

April 25, 2017 - September 7, 2018

AARON CAPITAL INCORPORATED

CRD#: 28583

COLUMBUS, GA

Past

August 26, 2014 - December 1, 2016

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Cordova, TN

Past

April 19, 2013 - September 5, 2014

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

MEMPHIS, TN

Past

May 12, 2011 - April 8, 2013

AARON CAPITAL INCORPORATED

CRD#: 28583

MEMPHIS, TN

Past

July 31, 2008 - May 5, 2011

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

MEMPHIS, TN

Past

August 31, 2006 - July 14, 2008

NYLIFE SECURITIES LLC

CRD#: 5167

MEMPHIS, TN

Past

February 24, 2006 - August 17, 2006

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

MEMPHIS, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Tennessee
(1/24/2024)

Tennessee
(1/30/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/20/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/15/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/7/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/23/2006

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CREST PRIVATE WEALTH, LLC

CRD#: 328856 / SEC#:

Tennessee

Registered Investment Advisory firm - (1/24/2024 Approved)

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Contact information

Main Address

1790 Kirby Parkway Suite 201, Memphis, TN 38138

Mailing Address

Phone number

(901) 606-8335

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 10,596,938

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Randall T. Waldrip

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Todd Waldrip's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

REALTA INVESTMENT ADVISORS, INC

REALTA EQUITIES, INC.

AARON CAPITAL INCORPORATED

PRINCIPAL SECURITIES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

AARON CAPITAL INCORPORATED

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

NYLIFE SECURITIES LLC

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/20/2021

Series 63

Date: 3/15/2006

SIE

Date: 9/7/2018

Series 6

Date: 2/23/2006

FINRA

Current Firm

CREST PRIVATE WEALTH, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CREST PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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