CF
Colin M. Fatti
ATB CAPITAL MARKETS USA
Denver, CO 80206
Some features on this profile are disabled
CRD#: 5089105
CF
Professional summary
Colin Michael Fatti MR., who also goes by Colin Michael Fatti, is a registered financial professional currently at ATB CAPITAL MARKETS USA INC. located in Denver, Colorado.
Colin is registered as a RR (Registered Representative) and started their career in finance in 2006. Colin has worked at 4 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Colin Michael Fatti
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Colin Michael Fatti MR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 23, 2018 - Present
ATB CAPITAL MARKETS USA INC.
Office #1: 100 Filmore Street, Suite 551, Denver, CO 80206RIA
BD
CRD#: 155053
Denver, CO
Past
October 18, 2012 - May 31, 2018
THE BENCHMARK COMPANY, LLC
BD
CRD#: 22982
Littleton, CO
Past
December 14, 2009 - August 21, 2012
WEDBUSH SECURITIES INC.
BD
CRD#: 877
LOS ANGELES, CA
Past
April 14, 2006 - November 17, 2006
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
ANDOVER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ATB CAPITAL MARKETS USA INC.
ALTACORP CAPITAL (USA) INC. | ATB CAPITAL MARKETS USA INC.
CRD#: 155053 / SEC#: 801-128511, 8-68692
RIA
Registered Investment Advisory firm - SEC (1/12/2024 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/4/2021)
RR
Alaska(8/4/2021)
RR
Arizona(8/4/2021)
RR
Arkansas(8/4/2021)
RR
California(5/23/2018)
RR
Colorado(5/23/2018)
RR
Connecticut(5/23/2018)
RR
Delaware(8/4/2021)
RR
District of Columbia(8/4/2021)
RR
Florida(1/15/2020)
RR
Georgia(5/23/2018)
RR
Hawaii(8/4/2021)
RR
Idaho(8/4/2021)
RR
Illinois(5/23/2018)
RR
Indiana(8/4/2021)
RR
Iowa(8/4/2021)
RR
Kansas(4/13/2021)
RR
Kentucky(5/23/2018)
RR
Louisiana(5/23/2018)
RR
Maine(8/4/2021)
RR
Maryland(5/23/2018)
RR
Massachusetts(5/23/2018)
RR
Michigan(8/4/2021)
RR
Minnesota(5/23/2018)
RR
Mississippi(8/4/2021)
RR
Missouri(10/30/2019)
RR
Montana(8/4/2021)
RR
Nebraska(8/4/2021)
RR
Nevada(8/4/2021)
RR
New Hampshire(8/4/2021)
RR
New Jersey(5/23/2018)
RR
New Mexico(8/4/2021)
RR
New York(5/23/2018)
RR
North Carolina(8/4/2021)
RR
North Dakota(8/4/2021)
RR
Ohio(8/4/2021)
RR
Oklahoma(8/4/2021)
RR
Oregon(1/19/2021)
RR
Pennsylvania(5/23/2018)
RR
Puerto Rico(8/4/2021)
RR
Rhode Island(8/4/2021)
RR
South Carolina(8/4/2021)
RR
South Dakota(8/4/2021)
RR
Tennessee(8/4/2021)
RR
Texas(5/23/2018)
RR
Utah(5/23/2018)
RR
Vermont(8/4/2021)
RR
Virgin Islands(8/4/2021)
RR
Virginia(8/4/2021)
RR
Washington(5/23/2018)
RR
West Virginia(8/4/2021)
RR
Wisconsin(5/23/2018)
RR
Wyoming(8/4/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AC
ATB CAPITAL MARKETS USA INC.
ALTACORP CAPITAL (USA) INC. | ATB CAPITAL MARKETS USA INC.
CRD#: 155053 / SEC#: 801-128511, 8-68692
RIA
Registered Investment Advisory firm - SEC (1/12/2024 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
#410 585 8th Avenue Sw, Calgary, Alberta, T2P 1G1
Mailing Address
#410 585 8th Avenue Sw, Calgary, T2P 1G1
Phone number
(403) 593-8600
Established
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
31
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
