Luke M. Sutter
Professional summary
Luke Michael Sutter, who also goes by Luke Sutter, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Dunedin, Florida and TRUIST INVESTMENT SERVICES, INC. located in Dunedin, Florida.
Luke is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Luke has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Luke Michael Sutter's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 825 Broadway, Dunedin, FL 34698February 23, 2015 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 825 Broadway, Dunedin, FL 34698February 24, 2015 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
August 11, 2011 - February 18, 2015
CUNA BROKERAGE SERVICES, INC.
January 24, 2011 - February 18, 2015
CUNA BROKERAGE SERVICES, INC.
June 13, 2008 - July 6, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 20, 2008 - March 20, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
November 16, 2007 - March 20, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
March 15, 2006 - November 2, 2007
WAMU INVESTMENTS, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/30/2022)
(6/27/2023)
(6/26/2023)
(9/7/2022)
(7/1/2019)
(6/26/2023)
(6/26/2023)
(2/24/2015)
(8/19/2016)
(3/5/2015)
(8/2/2023)
(5/28/2019)
(7/15/2022)
(5/4/2023)
(6/26/2023)
(6/26/2023)
(6/28/2023)
(12/13/2018)
(6/27/2023)
(2/4/2022)
(1/15/2021)
(2/18/2021)
(6/27/2023)
(2/19/2021)
(6/28/2023)
(7/15/2021)
(11/3/2016)
(2/23/2017)
(6/23/2023)
(8/6/2018)
(6/4/2020)
(12/2/2019)
(7/5/2023)
(2/11/2020)
(6/27/2019)
(4/26/2022)
(2/23/2017)
(6/23/2023)
(6/29/2023)
(6/27/2023)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Dunedin, FL 34698TRUST BUT VERIFY
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