Albert F. Coletti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Frank Coletti, who also goes by Al Coletti, was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 1968. Albert had worked at 9 firms and has passed the Series 63, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2014 - December 31, 2015
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
December 8, 1995 - November 3, 2014
SECURITIES SERVICE NETWORK, LLC
May 30, 1990 - September 25, 1995
SECURITIES AMERICA, INC.
June 29, 1989 - April 19, 1990
NEW ENGLAND SECURITIES
March 1, 1988 - April 25, 1989
SOURCE SECURITIES, INC.
April 27, 1982 - March 8, 1988
SECURITIES NETWORK, INC.
April 29, 1980 - October 1, 1982
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
April 29, 1980 - October 1, 1982
MONY SECURITIES CORPORATION
October 16, 1968 - April 23, 1973
PROFIT FUNDS INC.
July 15, 1968 - October 1, 1983
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/1/1968
Registered Representative ExaminationCurrent Firm
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
CRD#: 18487 / SEC#: , 8-37085
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN PORTFOLIOS HOLDINGS, INC. | 100% SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | DIRECTOR | 3132991 |
| DOLBER, LON TERRY | DIRECTOR | 862635 |
| DOLBER, LON TERRY | CEO & PRESIDENT | 862635 |
| HAMMOND, DORI JAMILLE | CHIEF COMPLIANCE OFFICER | 3259012 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | DIRECTOR | 2627931 |
| SCHLUETER, MATTHEW ADAM | EVP | 2627931 |
| SCHMIDT, DAVID MARTIN | FINANCIAL & OPERATIONS PRINCIPAL | 5675524 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
