Andrew J. Toering

QM ADVISORS LLC

Peachtree City, GA

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CRD#: 5088861

Professional summary

Andrew J Toering, CFP® is a registered financial advisor currently at QM ADVISORS LLC located in Peachtree City, Georgia.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Andrew has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew J Toering's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

November 8, 2019 - Present

QM ADVISORS LLC

RIA

CRD#: 297438

Peachtree City, GA

Past

February 14, 2018 - November 22, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

TYRONE, GA

Past

February 14, 2018 - November 22, 2019

LPL FINANCIAL LLC

CRD#: 6413

TYRONE, GA

Past

November 20, 2015 - February 14, 2018

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

PEACHTREE CITY, GA

Past

November 20, 2015 - February 14, 2018

INVEST FINANCIAL CORPORATION

CRD#: 12984

PEACHTREE CITY, GA

Past

March 4, 2011 - November 24, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

LOVEJOY, GA

Past

February 25, 2011 - November 24, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

LOVEJOY, GA

Past

May 8, 2006 - March 1, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PEACHTREE CITY, GA

Past

March 31, 2006 - March 1, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PEACHTREE CITY, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QM ADVISORS LLC

G&S CAPITAL LLC | QM ADVISORS LLC

CRD#: 297438 / SEC#: 801-132594

RIA

Registered Investment Advisory firm - (4/17/2025 Approved)

Florida

Registered Investment Advisory firm - (4/23/2025 Terminated)

Georgia

Registered Investment Advisory firm - (4/28/2025 Terminated)

Tennessee

Registered Investment Advisory firm - (4/23/2025 Terminated)

Texas

Registered Investment Advisory firm - (4/23/2025 Terminated)

Virginia

Registered Investment Advisory firm - (4/23/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(11/8/2019)

IAR

Texas
(8/5/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/28/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/30/2006

General Securities Representative Examination

Current Firm

QM ADVISORS LLC

G&S CAPITAL LLC | QM ADVISORS LLC

CRD#: 297438 / SEC#: 801-132594

RIA

Registered Investment Advisory firm - (4/17/2025 Approved)

Florida

Registered Investment Advisory firm - (4/23/2025 Terminated)

Georgia

Registered Investment Advisory firm - (4/28/2025 Terminated)

Tennessee

Registered Investment Advisory firm - (4/23/2025 Terminated)

Texas

Registered Investment Advisory firm - (4/23/2025 Terminated)

Virginia

Registered Investment Advisory firm - (4/23/2025 Terminated)

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Contact information

Main Address

Peachtree City, GA

Mailing Address

Phone number

(404) 965-3578

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-QM ADVISORS LLC (3/28/2025)

Regulatory assets under management

Total Number of Accounts	159
AUM (Assets Under Management)	$ 118,124,962

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew J. Toering

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew J Toering's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

QM ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/28/2006

SIE

Date: 10/1/2018

Series 7

Date: 3/30/2006

Current Firm

QM ADVISORS LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QM ADVISORS LLC

TRUST BUT VERIFY

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