Song Kun Baillargeon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Song Kun Baillargeon, who also goes by Sonny Baillargeon, was a registered financial professional .
Song Kun is a previously registered financial professional and started their career in finance in 2006. Song Kun had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2019 - April 11, 2019
EXOS SECURITIES LLC
August 30, 2016 - August 16, 2017
VIRTU AMERICAS LLC
May 31, 2011 - June 5, 2015
PICO QUANTITATIVE TRADING LLC
January 31, 2006 - July 1, 2009
BMO NESBITT BURNS TRADING CORP. S.A.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EXOS SECURITIES LLC
CRD#: 298276 / SEC#: , 8-70182
Contact information
FINRA licenses (12 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
