Robert H. Lipka

ROBERT HENRY WEALTH MANAGEMENT

STUART, FL 34994

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CRD#: 5088382

Professional summary

Robert Henry Lipka is a registered financial advisor currently at ROBERT HENRY WEALTH MANAGEMENT, LLC located in Stuart, Florida.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Robert has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PRESIDENT OF AJ STABLES 167 GODFREY RD WESTON, CT., HORSE RACING,INVESTMENT ONLY. SINCE JULY, 2003 NONE(0 HOURS) OF MY TIME IS DEVOTED TO THE RUNNING OF THIS INVESTMENT 25% OWNER Celeritas Racing LLC information Not investment related 2555 SW Manor Hill Drive Palm City Florida 34990 Thoroughbred horse racing President and sole owner Celeritas Racing LLC was started 01/01/2017 It has no relation to any other business 1 hour per month devoted to Celeritas Racing LLC 0 hours per month devoted to other businesses during security trading hours No duties relating to the daily operation Celeritas LLC

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Henry Lipka's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 18, 2010 - Present

ROBERT HENRY WEALTH MANAGEMENT, LLC

Office #1: 1 Se Ocean Blvd, Stuart, FL 34994

RIA

CRD#: 152868

STUART, FL

Past

January 2, 2009 - December 17, 2009

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

WESTPORT, CT

Past

June 19, 2006 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

WESTPORT, CT

Past

May 26, 2006 - December 17, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

WESTPORT, CT

Past

March 24, 2006 - April 19, 2006

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

GREENWICH, CT

Past

March 14, 2006 - April 19, 2006

A. G. EDWARDS & SONS, INC.

CRD#: 4

GREENWICH, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/26/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/23/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/13/2006

General Securities Representative Examination

Current Firm

ROBERT HENRY WEALTH MANAGEMENT, LLC

CRD#: 152868 / SEC#:

Connecticut

Registered Investment Advisory firm - (11/22/2019 Terminated)

Florida

Registered Investment Advisory firm - (7/26/2019 Approved)

New Jersey

Registered Investment Advisory firm - (11/30/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1 Se Ocean Blvd, Stuart, FL 34994

Mailing Address

Phone number

(772) 210-2754

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	38
AUM (Assets Under Management)	$ 12,551,005

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert H. Lipka

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Henry Lipka's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBERT HENRY WEALTH MANAGEMENT, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/23/2006

Series 7

Date: 3/13/2006

Current Firm

ROBERT HENRY WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ROBERT HENRY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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