KB
Karly T. Bradbury
VOYA FINANCIAL ADVISORS
Ridgefield, WA
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CRD#: 5088369
KB
Professional summary
Karly Therese Bradbury, who also goes by Karly Therese Stearns, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Ridgefield, Washington.
Karly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Karly has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Karly Therese Stearns
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY:KARLY BRADBURY; No; 27603 NE 16th Ave; RIDGEFIELD; WA; 98642; Creative services, creation & sales of original art; PROPRIETOR, ARTIST; 3/21/2010; 20; 0; CREATIVE ASSISTANT TO CLIENTS; CREATION OF ORIGINAL ARTWORK & GOODS; MARKETING OF SERVICES|NAME OF ENTITY:Alternate Executor; No; 25604 NE Manley Rd; Battle Ground; WA; 98604; Nonintervention powers to administer the Last Will of Julia L. Richard (relation: 2nd cousin); Alternative Personal Representative / Executor; 7/1/2020; 0; 0; Full power to sell, convey, and encumber any assets of the estate; continue business operations; invest assets of the estate; distribute the estate.|
CRS (Client Relationship Summary) - RIA
Click below to view Karly Therese Bradbury's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Karly Therese Bradbury's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #2: 6500 S Macadam Avenue Suite 125, Portland, OR 97239RIA
BD
CRD#: 2882
Ridgefield, WA
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #2: 6500 S Macadam Avenue Suite 125, Portland, OR 97239RIA
BD
CRD#: 2882
Ridgefield, WA
Past
September 13, 2006 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
SPOKANE, WA
Past
September 13, 2006 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
SPOKANE, WA
Past
March 14, 2006 - August 7, 2006
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
JOHNSTON, IA
Past
February 24, 2006 - August 7, 2006
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
JOHNSTON, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Oregon(1/3/2019)
IAR
Oregon(1/8/2019)
RR
Washington(1/3/2011)
IAR
Washington(1/3/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
