John-paul Broyles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John-paul Broyles was a registered financial professional .
John-paul is a previously registered financial professional and started their career in finance in 2006. John-paul had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2012 - August 31, 2012
FTB ADVISORS, INC.
January 17, 2012 - March 30, 2012
FIRST HORIZON ADVISORS, INC.
February 1, 2006 - August 31, 2012
FIRST HORIZON ADVISORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FTB ADVISORS, INC.
CRD#: 143830 / SEC#: 801-68049
Contact information
Red Flags
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