Trocon G. Reffell

BRANSON FOWLKES & CO

Houston, TX 77027

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CRD#: 5088278

Professional summary

Trocon Gartoh Reffell, CFP® is a registered financial advisor currently at BRANSON FOWLKES & CO INC located in Houston, Texas and BRANSON FOWLKES RUSSELL INC located in Houston, Texas.

Trocon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Trocon has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) AFFORDABLE TAX SERVICES;NOT INVESTMENT RELATED;9323 Taylor Cliff,Cypress,TX 77433;tax preparation;ASSOCIATE;02/01/2016;60 HRS/MONTH;0 HRS DURING TRADING DAY;tax preparation 2) Reffell & Toh Tax Services LLP; not investment related; 19 Briar Hollow Lane Suite 130, Houston, TX 77027; Tax Services; Partner; 11/10/2018; 32 hrs/mth; 0 hrs during trading; tax preparer 3)Harris County Municipal Utility District No. 25;not investment related;10000 Memorial Drive,Houston,TX 77024;operations and business of MUD 25 for securing the services of various service providers;board of directors;10/2018;1 hr/month;0 hrs during trading;board of directors 4)Branson,Fowlkes/Russell,Inc;investment related;19 Briar Hollow Lane,Suite 130,Houston,TX 77027;wealth management/financial planning;associate;3/2010;170 hrs/month;6.5 hrs during trading;business operations & support

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Trocon Gartoh Reffell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

February 28, 2023 - Present

BRANSON FOWLKES & CO INC

Office #1: 19 Briar Hollow Lane Suite 130, Houston, TX 77027

RIA

CRD#: 107657

Houston, TX

Current

March 2, 2023 - Present

BRANSON FOWLKES RUSSELL INC

Office #1: 19 Briar Hollow Lane Suite 130, Houston, TX 77027

RIA

CRD#: 107656

Houston, TX

Past

May 25, 2010 - December 9, 2022

TRIAD ADVISORS LLC

CRD#: 25803

HOUSTON, TX

Past

May 24, 2006 - June 15, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PITTSBURGH, PA

Past

May 3, 2006 - June 15, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRANSON FOWLKES & CO INC

CRD#: 107657 / SEC#: 801-44173

RIA

Registered Investment Advisory firm - (6/22/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/23/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/2/2006

General Securities Representative Examination

Current Firm

BRANSON FOWLKES & CO INC

CRD#: 107657 / SEC#: 801-44173

RIA

Registered Investment Advisory firm - (6/22/1993 Approved)

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Contact information

Main Address

19 Briar Hollow Lane Suite 130, Houston, TX 77027

Mailing Address

Phone number

(713) 780-0606

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,094
AUM (Assets Under Management)	$ 407,030,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Trocon G. Reffell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Trocon Gartoh Reffell's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRANSON FOWLKES RUSSELL INC

TRIAD ADVISORS LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

BRANSON FOWLKES & CO INC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/23/2006

SIE

Date: 10/1/2018

Series 7

Date: 5/2/2006

Current Firm

BRANSON FOWLKES & CO INC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRANSON FOWLKES & CO INC

TRUST BUT VERIFY

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