ME
Megan A. Ekleberry
AMERICAN CENTURY INVESTMENT SERVICES
New York, NY 10017
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CRD#: 5088033
ME
Professional summary
Megan Alicia Ekleberry, AIF® is a registered financial professional currently at AMERICAN CENTURY INVESTMENT SERVICES INC. located in New York, New York.
Megan is registered as a RR (Registered Representative) and started their career in finance in 2006. Megan has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Megan Alicia Ekleberry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 15, 2017 - Present
AMERICAN CENTURY INVESTMENT SERVICES INC.
Office #1: 330 Madison, New York, NY 10017BD
CRD#: 17437
New York, NY
Past
January 27, 2015 - April 11, 2016
HARTFORD FUNDS
RIA
CRD#: 147746
COLUMBUS, OH
Past
November 6, 2014 - December 31, 2014
HARTFORD FUNDS
RIA
CRD#: 147746
COLUMBUS, OH
Past
November 5, 2014 - April 11, 2016
HARTFORD FUNDS DISTRIBUTORS, LLC
BD
CRD#: 45995
WAYNE, PA
Past
February 27, 2014 - October 27, 2014
MADISON INVESTMENT ADVISORS, LLC
RIA
CRD#: 110297
MADISON, WI
Past
February 20, 2014 - October 27, 2014
MFD DISTRIBUTOR, LLC
BD
CRD#: 44930
MADISON, WI
Past
June 17, 2010 - September 9, 2013
PGIM INVESTMENTS LLC
RIA
CRD#: 105670
COLUMBUS, OH
Past
February 23, 2010 - September 9, 2013
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
BD
CRD#: 18353
NEWARK, NJ
Past
April 10, 2007 - February 4, 2010
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
RIA
CRD#: 109591
NEW YORK, NY
Past
March 28, 2006 - February 4, 2010
NYLIFE DISTRIBUTORS LLC
BD
CRD#: 35350
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/15/2017)
RR
Alaska(9/15/2017)
RR
Arizona(9/15/2017)
RR
Arkansas(9/15/2017)
RR
California(9/15/2017)
RR
Colorado(9/15/2017)
RR
Connecticut(9/15/2017)
RR
Delaware(9/15/2017)
RR
District of Columbia(9/15/2017)
RR
Florida(9/15/2017)
RR
Georgia(9/15/2017)
RR
Hawaii(9/15/2017)
RR
Idaho(9/15/2017)
RR
Illinois(9/15/2017)
RR
Indiana(9/15/2017)
RR
Iowa(9/15/2017)
RR
Kansas(9/15/2017)
RR
Kentucky(9/15/2017)
RR
Louisiana(9/15/2017)
RR
Maine(9/15/2017)
RR
Maryland(9/15/2017)
RR
Massachusetts(9/15/2017)
RR
Michigan(9/15/2017)
RR
Minnesota(9/15/2017)
RR
Mississippi(9/15/2017)
RR
Missouri(9/15/2017)
RR
Montana(9/15/2017)
RR
Nebraska(9/15/2017)
RR
Nevada(9/15/2017)
RR
New Hampshire(9/15/2017)
RR
New Jersey(9/15/2017)
RR
New Mexico(9/15/2017)
RR
New York(9/15/2017)
RR
North Carolina(9/18/2017)
RR
North Dakota(9/15/2017)
RR
Ohio(9/15/2017)
RR
Oklahoma(9/15/2017)
RR
Oregon(9/15/2017)
RR
Pennsylvania(9/15/2017)
RR
Rhode Island(9/15/2017)
RR
South Carolina(9/15/2017)
RR
South Dakota(9/15/2017)
RR
Tennessee(9/15/2017)
RR
Texas(9/15/2017)
RR
Utah(9/15/2017)
RR
Vermont(9/15/2017)
RR
Virginia(9/15/2017)
RR
Washington(9/15/2017)
RR
West Virginia(9/15/2017)
RR
Wisconsin(9/15/2017)
RR
Wyoming(9/15/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AC
AMERICAN CENTURY INVESTMENT SERVICES INC.
AMERICAN CENTURY BROKERAGE | TWENTIETH CENTURY SECURITIES, INC. | PLAZA SECURITIES CORPORATION | AMERICAN CENTURY INVESTMENT SERVICES, INC. | AMERICAN CENTURY INVESTMENT SERVICES INC.
CRD#: 17437 / SEC#: , 8-35220
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
4500 Main Street, Kansas City, MO 64111
Mailing Address
P.o. Box 410141, Kansas City, MO 64141-0141
Phone number
(800) 345-2021
Established
Missouri since 04/18/1962
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN CENTURY COMPANIES, INC. | PARENT COMPANY | |
| LUCHINSKY, RICHARD TODD | SVP, PRESIDENT | 2065489 |
| PAK, JOHN DONGJIN | CLO | 3226458 |
| REDLINE, CHERYL LOUISE | TREASURER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 5371811 |
| SCHAPPERT, BRIAN JOSEPH | SVP, DIRECTOR | 5362490 |
| SHELTON, AMY DIANE | CCO | 2556023 |
| SMITH, RICHARD ANDREW | SVP, DIRECTOR | 6109979 |
| TURNER, MICHAEL RYAN | DIRECTOR | 5469914 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
