George M. Jones

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CRD#: 5087852

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

George Michael Jones, who also goes by George Michael Jones, George Jones, was a registered financial professional .

George is a previously registered financial professional and started their career in finance in 2006. George had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 22, Series 62 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

George Michael Jones | George Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) (dba) LONE STAR LURCH WEALTH MANAGEMENT; Investment Related; 10127 Coopers Hawk Way, Conroe, TX 77385; Financial Services; Financial Advisor (CRPC); Start Date 02/2018; 30 hours per month with 20 of those hours occurring during trading hours; I am a Financial Adviser and I provide the following products to my clients: 3rd Party Investment Management, Mutual Funds, REITs, Limited Partnerships, 401(k)s, Life Insurance, Annuities, and Long Term Care Insurance. >> 2) RENTAL PROPERTY; Non-Investment Related; 1) Pigeon Forge, TN; Rental Property; Owner/Landlord; Start Date 04/2019; 1 hour per month with no hours during trading hours; My spouse and I own a cabin that we rent out. A professional property manager oversees the property for us. 2) Pensacola Beach, FL; Rental Property; Owner; Start Date 10/1994; 1 hour per month with no hours per month during trading hours; My spouse and I own a condo that we rent out. A professional property manager oversees the property for us. >> 3) LONE STAR LURCH LLC; Non-Investment Related; Pigeon Forge, TN and Connroe, TX; Real Estate; Co-owner/Landlord; Start Date 09/2023; 2 hours per month with no hours per month occurring during trading hours; Co-owner of LLC overseeing the funds allocated to the LLC.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 20, 2025 - May 2, 2025

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

CONROE, TX

Past

February 20, 2025 - May 2, 2025

CETERA WEALTH SERVICES, LLC

CRD#: 13572

Conroe, TX

Past

January 26, 2012 - February 20, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

Conroe, TX

Past

January 23, 2012 - February 20, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

Conroe, TX

Past

January 6, 2012 - January 20, 2012

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

HOUSTON, TX

Past

January 6, 2012 - January 20, 2012

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

HOUSTON, TX

Past

February 21, 2007 - January 6, 2012

INVESTMENT ADVISORS INTERNATIONAL, INC.

RIA

CRD#: 139233

HOUSTON, TX

Past

February 20, 2006 - January 6, 2012

WORLD GROUP SECURITIES, INC.

CRD#: 114473

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/11/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/20/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 3/15/2013

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 62

Date: 2/5/2013

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 2/17/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

George M. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

INVESTMENT ADVISORS INTERNATIONAL, INC.

WORLD GROUP SECURITIES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/11/2007

Series 63

Date: 2/20/2006

SIE

Date: 10/1/2018

Series 22

Date: 3/15/2013

Series 62

Date: 2/5/2013

Series 6

Date: 2/17/2006

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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