Lori A. Hensler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lori Ann Hensler, who also goes by Lori Ann Farkas, Lori Ann Jenkins, was a registered financial professional .
Lori is a previously registered financial professional and started their career in finance in 2007. Lori had worked at 2 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2007 - October 4, 2013
EDGEWOOD SERVICES, INC.
October 1, 2007 - April 4, 2024
FEDERATED SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
EDGEWOOD SERVICES, INC.
CRD#: 35970 / SEC#: , 8-46985
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATED SERVICES COMPANY | SHAREHOLDER | |
| BOUDA, BRIAN PAUL | CHIEF COMPLIANCE OFFICER | 2530800 |
| DAVIS, CHARLES LEE JR. | PRESIDENT | 4132351 |
| DONAHUE, THOMAS ROBERT | DIRECTOR/EXECUTIVE VICE PRESIDENT | 2766434 |
| FRIEDMAN, STEVEN ALAN | COMPLIANCE OFFICER | 3022856 |
| GERMAIN, PETER JOSEPH | DIRECTOR | 4152014 |
| HENSLER, LORI ANN | ASST. TREASURER | 5087537 |
| MOORE, KARY ANNE | SECRETARY | 5989808 |
| NOVAK, RICHARD ANTHONY | TREASURER | 2901271 |
| TERRIT, THOMAS EUGENE | DIRECTOR | 1057571 |
Red Flags
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