Alfredo A. Monteiro
Professional summary
Alfredo Augusto Monteiro, who also goes by Alfredo Monteiro, Freddy Augusto Monteiro Mr., Freddy Monteiro, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Miami, Florida and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Alfredo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Alfredo has worked at 10 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alfredo Augusto Monteiro's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 14, 2024 - Present
EMPOWER ADVISORY GROUP, LLC
January 30, 2024 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111March 21, 2022 - January 19, 2024
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
January 31, 2017 - January 19, 2024
JOHN HANCOCK DISTRIBUTORS LLC
November 19, 2013 - January 9, 2017
PRINCIPAL SECURITIES, INC.
November 13, 2013 - January 9, 2017
PRINCIPAL SECURITIES, INC.
February 21, 2013 - November 6, 2013
BOK FINANCIAL ASSET MANAGEMENT, INC.
January 4, 2013 - November 6, 2013
TRIAD ADVISORS LLC
August 1, 2011 - May 7, 2012
CHASE INVESTMENT SERVICES CORP.
May 11, 2009 - May 7, 2012
CHASE INVESTMENT SERVICES CORP.
January 24, 2008 - January 29, 2009
WELLS FARGO CLEARING SERVICES, LLC
March 9, 2006 - July 13, 2007
WAMU INVESTMENTS, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/1/2025)
(1/30/2024)
(2/14/2024)
(6/16/2025)
(11/5/2024)
Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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