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LD

Lori M. Deluna

AMERICAN ALTERNATIVE CAPITAL
Ann Arbor, MI 48108
Some features on this profile are disabled
CRD#: 5087442
LD

Professional summary

Lori Marie Deluna, who also goes by Lori Marie Hecimovich Miss, Lori Marie Hecimovich, is a registered financial professional currently at AMERICAN ALTERNATIVE CAPITAL, LLC located in Ann Arbor, Michigan.

Lori is registered as a RR (Registered Representative) and started their career in finance in 2006. Lori has worked at 5 firms and has passed the Series 63, Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lori Marie Hecimovich Miss | Lori Marie Hecimovich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. The Ridge Trail, Non-investment related, Start date: 08/2020, Crown Point, IN. Photographer for organic running apparel clothing company. 1-5 hours/month during trading hours. 2. LMHD Consulting, LLC, Non-investment related, Start date 05/2024, Crown Point, IN. Consulting company for financial service firms - primarily compliance and advertising review consulting. 1-5 hours/month during trading hours. 3. American Alternative Capital, LLC. Investment related. Started 07/2022. Ann Arbor, MI. Chief Compliance Officer of Managing Broker Dealer. Full time during trading hours.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lori Marie Deluna's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 12, 2022 - Present

AMERICAN ALTERNATIVE CAPITAL, LLC

Office #1: 3909 Research Park Drive Suite 250, Ann Arbor, MI 48108
BD
CRD#: 309956
Ann Arbor, MI
Past

May 9, 2024 - December 31, 2024

CONCORDE ASSET MANAGEMENT, LLC

RIA
CRD#: 140367
Crown Point, IN
Past

October 6, 2017 - December 31, 2023

CONCORDE ASSET MANAGEMENT, LLC

RIA
CRD#: 140367
LIVONIA, MI
Past

May 19, 2015 - December 31, 2023

CONCORDE INVESTMENT SERVICES, LLC

BD
CRD#: 151604
ANN ARBOR, MI
Past

January 25, 2007 - August 3, 2009

FIFTH THIRD SECURITIES, INC.

RIA
CRD#: 628
MOKENA, IL
Past

January 25, 2007 - August 3, 2009

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
MOKENA, IL
Past

July 6, 2006 - September 30, 2006

OSAIC SERVICES, INC.

RIA
CRD#: 133763
CROWN POINT, IN
Past

June 5, 2006 - September 30, 2006

OSAIC SERVICES, INC.

BD
CRD#: 133763
CROWN POINT, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Indiana
(3/21/2024)
RR
Michigan
(9/9/2024)
RR
South Dakota
(9/9/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 9/9/2024
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 10/5/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 7/17/2024
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/18/2015
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/1/2015
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AA
AMERICAN ALTERNATIVE CAPITAL, LLC
AMERICAN ALTERNATIVE CAPITAL, LLC | LINK ALTS CAPITAL, LLC

CRD#: 309956 / SEC#: , 8-70651

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
3909 Research Park Drive Suite 250, Ann Arbor, MI 48108
Mailing Address
3909 Research Park Drive Suite 250, Ann Arbor, MI 48108
Phone number
(248) 428-8002
Established
Colorado since 07/06/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CARPE DIEM I, LLCMEMBER
CONCORDE INVESTMENT PARTNERS, LLCOWNER/MANAGING MEMBER
DELUNA, LORI MARIECHIEF COMPLIANCE OFFICER5087442
KAMMEYER, JOSHUA JAMESPRINCIPAL OPERATIONS OFFICER5745175
KAVANAUGH, JASON PATRICKPRESIDENT, DESIGNATED PRINCIPAL2693303

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERICAN ALTERNATIVE CAPITAL, LLC

CRD#: 309956Ann Arbor, MI 48108

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