Gabrielle B. Halprin

CAPITAL ONE SECURITIES

NEW ORLEANS, LA 70170

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CRD#: 5087341

Professional summary

Gabrielle Bailleux Halprin, who also goes by Gabrielle Celeste Bailleux, Gabrielle Bailleux, is a registered financial professional currently at CAPITAL ONE SECURITIES, INC. located in New Orleans, Louisiana and KIPPSDESANTO & COMPANY located in Mclean, Virginia.

Gabrielle is registered as a RR (Registered Representative) and started their career in finance in 2006. Gabrielle has worked at 4 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Gabrielle Celeste Bailleux | Gabrielle Bailleux

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gabrielle Bailleux Halprin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2007 - Present

CAPITAL ONE SECURITIES, INC.

Office #1: 201 St. Charles Avenue Suite 1830, New Orleans, LA 70170

CRD#: 44158

NEW ORLEANS, LA

Current

November 1, 2019 - Present

KIPPSDESANTO & COMPANY

Office #1: 1675 Capital One Dr. Suite 1200, Mclean, VA 22102

CRD#: 45763

Mclean, VA

Current

December 2, 2021 - Present

TRIPLETREE, LLC

Office #1: 299 Park Avenue 14th Floor, New York, NY 10171

CRD#: 42820

New York, NY

Past

March 27, 2006 - February 12, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW ORLEANS, LA

Past

March 2, 2006 - February 12, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NEW ORLEANS, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Louisiana
(2/6/2007)

Minnesota
(12/2/2021)

Exams

State Security Law Exam

IAR

Series 66

Date: 4/7/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/24/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 5/14/2024

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 12/30/2015

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 3/13/2007

Financial and Operations Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

TRIPLETREE, LLC

CHERRY TREE & CO., LLC | TRIPLETREE, LLC

CRD#: 42820 / SEC#: , 8-50015

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

8200 Normandale Lake Blvd 7th Floor, Bloomington, MN 55437

Mailing Address

8200 Normandale Lake Blvd 7th Floor, Bloomington, MN 55437

Phone number

(952) 223-8400

Established

Minnesota since 01/13/1997

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CAPITAL ONE, N.A.	SHAREHOLDER
HALPRIN, GABRIELLE BAILLEUX	CHIEF FINANCIAL OFFICER/FINOP	5087341
MULLIGAN, ROBERT	CHIEF COMPLIANCE OFFICER	1584973
ROER, PATRICIA LANG	DIRECTOR	3157205
ROTH, JUSTIN J	PRESIDENT/HEAD OF INVESTMENT BANKING	6886704
TULIP, STEVEN ANDREW	DIRECTOR	2540149

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Gabrielle B. Halprin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gabrielle Bailleux Halprin's CRS (Customer Relationship Summary).

Certified licenses

Experience

KIPPSDESANTO & COMPANY

TRIPLETREE, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/7/2006

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/24/2006

Series 14

Date: 5/14/2024

Series 24

Date: 12/30/2015

Series 27

Date: 3/13/2007

FINRA

Nasdaq Stock Market

Current Firm

TRIPLETREE, LLC

Contact information

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TRIPLETREE, LLC

TRUST BUT VERIFY

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