James J. Stockton
Professional summary
James John Stockton Jr., who also goes by James John Stockton Jr., Jamie Stockton, James John Stockton, is a registered financial advisor currently at FINANCIAL MANAGEMENT, INC. located in Collierville, Tennessee.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. James has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James John Stockton Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
April 22, 2026 - Present
FINANCIAL MANAGEMENT, INC.
February 27, 2012 - March 2, 2021
WELLS FARGO SECURITIES, LLC
May 16, 2006 - February 21, 2012
MORGAN KEEGAN & COMPANY, LLC
Primary Firm SEC Registration
FINANCIAL MANAGEMENT, INC.
CRD#: 108350 / SEC#: 801-126707
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/22/2026)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
FINANCIAL MANAGEMENT, INC.
CRD#: 108350 / SEC#: 801-126707
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 356 |
| AUM (Assets Under Management) | $ 181,181,011 |
Red Flags
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