Gregory H. Kennedy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Howard Kennedy, who also goes by Gregory H Kennedy, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2006. Gregory had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2018 - December 31, 2022
HANOVER PFS
February 15, 2017 - March 7, 2018
SCOTTRADE INVESTMENT MANAGEMENT
July 1, 2009 - March 7, 2018
SCOTTRADE, INC.
May 23, 2006 - March 27, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
May 4, 2006 - March 27, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
HANOVER PFS
CRD#: 292846 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
