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AG

Anthony E. Gates

FG&G FINANCIAL SERVICES
Danvers, MA 01923
Some features on this profile are disabled
CRD#: 5086607
AG

Professional summary

Anthony Evan Gates, CFP® is a registered financial advisor currently at FG&G FINANCIAL SERVICES, LLC located in Danvers, Massachusetts.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Anthony has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Evan Gates's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2005

Experience

Current

January 13, 2009 - Present

FG&G FINANCIAL SERVICES, LLC

Office #1: 153 Andover Street Unit 108a, Danvers, MA 01923
RIA
CRD#: 149180
Danvers, MA
Past

January 17, 2006 - December 31, 2009

LIGHTSHIP FINANCIAL, LLC

RIA
CRD#: 132614
DANVERS, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(1/13/2009)

Exams

Current Firm

FF
FG&G FINANCIAL SERVICES, LLC
FG&G FINANCIAL SERVICES, LLC

CRD#: 149180 / SEC#:

Massachusetts
Registered Investment Advisory firm - (1/13/2009 Approved)
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Contact information

Main Address
153 Andover Street Unit 108a, Danvers, MA 01923
Mailing Address
Phone number
(978) 605-5030
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts31
AUM (Assets Under Management)$ 15,490,989

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FG&G FINANCIAL SERVICES, LLC

CRD#: 149180Danvers, MA 01923

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