Peter B. Bortel

BORTEL INVESTMENT MANAGEMENT

GIG HARBOR, WA 98332

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CRD#: 5086551

Professional summary

Peter Benjamin Bortel, who also goes by Peter Bortel, is a registered financial advisor currently at BORTEL INVESTMENT MANAGEMENT, LLC located in Gig Harbor, Washington.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Peter has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Peter Bortel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

President Our World Films LLC 5 hours per month devoted to this business Member of the Board for the YMCA Gig Harbor, Newe Pheboe House, Harbor Wild Watch one hour each month for each board seat

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Benjamin Bortel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 6, 2010 - Present

BORTEL INVESTMENT MANAGEMENT, LLC

Office #1: 13313 Point Richmond Beach Road Nw, Gig Harbor, WA 98332

RIA

CRD#: 153297

GIG HARBOR, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(5/6/2010)

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Exams

State Security Law Exam

IAR

Series 65

Date: 2/25/2010

Uniform Investment Adviser Law Examination

Current Firm

BORTEL INVESTMENT MANAGEMENT, LLC

CRD#: 153297 / SEC#:

Washington

Registered Investment Advisory firm - (5/6/2010 Approved)

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Contact information

Main Address

13313 Point Richmond Beach Road Nw, Gig Harbor, WA 98332

Mailing Address

Phone number

(253) 858-7866

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 63,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter B. Bortel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Benjamin Bortel's CRS (Customer Relationship Summary).

Certified licenses

Experience

BORTEL INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/25/2010

Current Firm

BORTEL INVESTMENT MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BORTEL INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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