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DK

Daniel W. Kutzkey

MAXWELL FINANCIAL GROUP
SHERWOOD, OR 97140
Some features on this profile are disabled
CRD#: 5085926
DK

Professional summary

Daniel Wayne Kutzkey is a registered financial advisor currently at MAXWELL FINANCIAL GROUP, INC located in Sherwood, Oregon.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Daniel has worked at 6 firms and has passed the Series 66, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Wayne Kutzkey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 5, 2013 - Present

MAXWELL FINANCIAL GROUP, INC

Office #1: 21370 Sw Langer Farms Pkwy Suite 142-135, Sherwood, OR 97140
RIA
CRD#: 167863
SHERWOOD, OR
Past

April 13, 2012 - April 9, 2013

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
LOS ANGELES, CA
Past

March 28, 2012 - April 9, 2013

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
LOS ANGELES, CA
Past

June 1, 2011 - August 19, 2011

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
LOS ANGELES, CA
Past

May 31, 2011 - August 19, 2011

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
LOS ANGELES, CA
Past

July 22, 2008 - April 28, 2011

AMERITAS INVESTMENT COMPANY, LLC

RIA
CRD#: 14869
LOS ANGELES, CA
Past

July 16, 2008 - April 28, 2011

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
LOS ANGELES, CA
Past

January 2, 2008 - June 26, 2008

SIGNATOR INVESTORS, INC.

RIA
CRD#: 468
LOS ANGELES, CA
Past

October 25, 2007 - June 26, 2008

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
LOS ANGELES, CA
Past

March 10, 2006 - September 11, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
LOS ANGELES, CA
Past

March 10, 2006 - September 11, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(8/5/2013)
IAR
Oregon
(4/28/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/15/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 3/9/2006
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 7/27/2012
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/20/2009
General Securities Principal Examination

Current Firm

MF
MAXWELL FINANCIAL GROUP, INC
MAXWELL FINANCIAL GROUP, INC

CRD#: 167863 / SEC#:

California
Registered Investment Advisory firm - (8/5/2013 Approved)
Oregon
Registered Investment Advisory firm - (4/18/2017 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
21370 Sw Langer Farms Pkwy Suite 142-135, Sherwood, OR 97140
Mailing Address
Phone number
(971) 264-3066
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts35
AUM (Assets Under Management)$ 8,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MAXWELL FINANCIAL GROUP, INC

CRD#: 167863Sherwood, OR 97140

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