Daniel W. Kutzkey

MAXWELL FINANCIAL GROUP,

Manhattan Beach, CA 90266

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CRD#: 5085926

Professional summary

Daniel Wayne Kutzkey is a registered financial advisor currently at MAXWELL FINANCIAL GROUP, INC located in Manhattan Beach, California.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Daniel has worked at 6 firms and has passed the Series 66, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: DAN KUTZKEY INV REL: Y ADD: 1500 10TH STREET, MANHATTAN BEACH, CA 90266 NATURE: IND LIFE INS, HEALTH INS, GRP LIFE INS, GRP HEALTH INS POSITION: SALES START DATE: 1/1/10 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 NAME: DAN KUTZKEY INV REL: Y ADD: 1500 10TH STREET, MANHATTAN BEACH, CA 90266 NATURE: SERVICE OF OUTSIDE GROUP ANNUITY POSITION: SALES START DATE: 1/1/10 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: SERVICE OF OUTSIDE GROUP ANNUITY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Wayne Kutzkey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 5, 2013 - Present

MAXWELL FINANCIAL GROUP, INC

Office #1: 1590 Rosecrans Ave Suite D345, Manhattan Beach, CA 90266

RIA

CRD#: 6363

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/5/2013)

IAR

Oregon
(4/28/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/15/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/9/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 7/27/2012

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/20/2009

General Securities Principal Examination

Current Firm

MAXWELL FINANCIAL GROUP, INC

CRD#: 167863 / SEC#:

California

Registered Investment Advisory firm - (8/5/2013 Approved)

Oregon

Registered Investment Advisory firm - (4/18/2017 Approved)

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Contact information

Main Address

1590 Rosecrans Ave Suite D345, Manhattan Beach, CA 90266

Mailing Address

21370 Sw Langer Farms Pkwy Suite 142-135, Sherwood, OR 97140

Phone number

(971) 264-3066

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	30
AUM (Assets Under Management)	$ 8,200,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel W. Kutzkey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Wayne Kutzkey's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/15/2006

Series 7

Date: 3/9/2006

Series 53

Date: 7/27/2012

Series 24

Date: 2/20/2009

Current Firm

MAXWELL FINANCIAL GROUP, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MAXWELL FINANCIAL GROUP, INC

TRUST BUT VERIFY

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