Matthew S. Miller

UPLEFT ASSET MANAGEMENT

Port Angeles, WA 98362

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CRD#: 5085796

Professional summary

Matthew Scott Miller, CFP® is a registered financial advisor currently at UPLEFT ASSET MANAGEMENT located in Port Angeles, Washington.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Matthew has worked at 7 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Scott Miller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

November 13, 2018 - Present

UPLEFT ASSET MANAGEMENT

Office #1: 228 West First Street Suite P, Port Angeles, WA 98362

RIA

CRD#: 298637

Port Angeles, WA

Past

February 1, 2016 - August 13, 2018

HALLETT ADVISORS

RIA

CRD#: 115970

PORT ANGELES, WA

Past

July 27, 2012 - January 7, 2016

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Past

June 18, 2012 - January 7, 2016

SEI INVESTMENTS MANAGEMENT CORP

RIA

CRD#: 105146

ENGLEWOOD, CO

Past

November 10, 2009 - May 18, 2012

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

DENVER, CO

Past

January 1, 2008 - October 27, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MARIETTA, GA

Past

January 1, 2008 - October 27, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MARIETTA, GA

Past

April 4, 2006 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

MARIETTA, GA

Past

March 14, 2006 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

MARIETTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(1/25/2023)

IAR

New York
(5/4/2023)

IAR

Washington
(11/13/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/28/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/24/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/7/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/13/2006

General Securities Representative Examination

Current Firm

UPLEFT ASSET MANAGEMENT

UPLEFT ASSET MANAGEMENT | UPLEFT, LLC

CRD#: 298637 / SEC#:

Colorado

Registered Investment Advisory firm - (9/16/2022 Approved)

Maine

Registered Investment Advisory firm - (1/25/2023 Approved)

New York

Registered Investment Advisory firm - (5/4/2023 Approved)

Washington

Registered Investment Advisory firm - (11/13/2018 Approved)

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Contact information

Main Address

228 West First Street Suite P, Port Angeles, WA 98362

Mailing Address

Phone number

(360) 850-9713

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	181
AUM (Assets Under Management)	$ 40,853,055

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Matthew S. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Scott Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

HALLETT ADVISORS

SEI INVESTMENTS DISTRIBUTION CO.

SEI INVESTMENTS MANAGEMENT CORP

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/28/2012

Series 66

Date: 3/24/2006

SIE

Date: 1/7/2016

Series 7

Date: 3/13/2006

Current Firm

UPLEFT ASSET MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

UPLEFT ASSET MANAGEMENT

TRUST BUT VERIFY

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