Scott A. Keswick

SILICON VALLEY RETIREMENT SERVICES

SAN JOSE, CA 95128

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CRD#: 5085738

Professional summary

Scott Anthony Keswick, CIMA® is a registered financial advisor currently at SILICON VALLEY RETIREMENT SERVICES, LLC located in San Jose, California.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Scott has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Anthony Keswick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

October 6, 2010 - Present

SILICON VALLEY RETIREMENT SERVICES, LLC

Office #1: 560 S. Winchester Blvd., Suite 500, San Jose, CA 95128

RIA

CRD#: 154756

SAN JOSE, CA

Past

May 26, 2010 - September 28, 2010

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

SAN JOSE, CA

Past

April 15, 2010 - September 28, 2010

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

SAN JOSE, CA

Past

January 1, 2007 - December 31, 2009

STANCORP EQUITIES, INC.

CRD#: 19517

SAN JOSE, CA

Past

June 26, 2006 - January 1, 2007

INVESMART SECURITIES, LLC

CRD#: 104168

SAN JOSE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SILICON VALLEY RETIREMENT SERVICES, LLC

CRD#: 154756 / SEC#: 801-71756

RIA

Registered Investment Advisory firm - (8/12/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/6/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/25/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/26/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 6/23/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SILICON VALLEY RETIREMENT SERVICES, LLC

CRD#: 154756 / SEC#: 801-71756

RIA

Registered Investment Advisory firm - (8/12/2010 Approved)

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Contact information

Main Address

2570 N. First St, Second Floor Suite 276, San Jose, CA 95131

Mailing Address

Phone number

(408) 572-5572

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

SILICON VALLEY RETIREMENT SERVICES BROCHURE_2024 (2/18/2025)

Regulatory assets under management

Total Number of Accounts	55
AUM (Assets Under Management)	$ 1,136,720,218

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Scott A. Keswick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Anthony Keswick's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

STANCORP EQUITIES, INC.

INVESMART SECURITIES, LLC

Primary Firm SEC Registration

SILICON VALLEY RETIREMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/25/2010

Series 63

Date: 4/26/2010

Series 6

Date: 6/23/2006

Current Firm

SILICON VALLEY RETIREMENT SERVICES, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SILICON VALLEY RETIREMENT SERVICES, LLC

TRUST BUT VERIFY

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