Ross E. Welte

5 STONE FINANCIAL GROUP

Champlin, MN

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CRD#: 5085429

Professional summary

Ross E Welte, who also goes by Ross Elliot Welte, is a registered financial advisor currently at 5 STONE FINANCIAL GROUP, LLC located in Champlin, Minnesota.

Ross is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Ross has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ross Elliot Welte

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Outside Insurance Products. I will be selling other insurance products to meet the needs of my clients as they come up as an Insurance Agent. Start: 07/08/2013. Address: Champlin, MN, USA. Hrs per month - Tot/Bus: 20/10. Investment related. Receives commissions.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ross E Welte's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 5, 2021 - Present

5 STONE FINANCIAL GROUP, LLC

RIA

CRD#: 315004

Champlin, MN

Past

October 17, 2017 - October 1, 2021

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

Edina, MN

Past

October 17, 2017 - October 1, 2021

REGULUS FINANCIAL GROUP, LLC

CRD#: 150631

Edina, MN

Past

September 18, 2014 - October 27, 2017

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

MINNEAPOLIS, MN

Past

January 31, 2014 - February 4, 2014

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

MINNEAPOLIS, MN

Past

August 2, 2013 - October 27, 2017

PARK AVENUE SECURITIES LLC

CRD#: 46173

MINNEAPOLIS, MN

Past

November 21, 2006 - July 2, 2013

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

BLAINE, MN

Past

January 18, 2006 - November 1, 2006

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

EAGAN, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(10/5/2021)

IAR

Texas
(9/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/25/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/23/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/17/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

5 STONE FINANCIAL GROUP, LLC

5 STONE FINANCIAL GROUP, LLC | 5 STONE INVESTMENTS LLC

CRD#: 315004 / SEC#:

Minnesota

Registered Investment Advisory firm - (10/5/2021 Approved)

Texas

Registered Investment Advisory firm - (9/4/2025 Conditional Restricted)

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Contact information

Main Address

Champlin, MN

Mailing Address

P.o. Box 499, Champlin, MN 55316

Phone number

(763) 290-1980

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	250
AUM (Assets Under Management)	$ 26,200,613

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ross E. Welte

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ross E Welte's CRS (Customer Relationship Summary).

Certified licenses

Experience

REGAL INVESTMENT ADVISORS LLC

REGULUS FINANCIAL GROUP, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

FARMERS FINANCIAL SOLUTIONS, LLC

WOODBURY FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/25/2014

Series 63

Date: 1/23/2006

SIE

Date: 10/1/2018

Series 6

Date: 1/17/2006

Current Firm

5 STONE FINANCIAL GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

5 STONE FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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