Andrea J Cho
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrea J Cho, who also goes by Andrea J Cho, Andrea Cho, Andrea J Kim, was a registered financial professional .
Andrea J is a previously registered financial professional and started their career in finance in 2006. Andrea J had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2017 - October 30, 2020
BELL ROCK CAPITAL, LLC
April 12, 2017 - July 19, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 12, 2017 - July 19, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 9, 2014 - August 24, 2016
MORGAN STANLEY
June 9, 2014 - August 24, 2016
MORGAN STANLEY
November 14, 2012 - June 2, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - June 2, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 14, 2007 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 14, 2006 - January 22, 2007
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BELL ROCK CAPITAL, LLC
CRD#: 139163 / SEC#: 801-65934
Contact information
Regulatory assets under management
| Total Number of Accounts | 714 |
| AUM (Assets Under Management) | $ 192,723,522 |
Red Flags
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