BM
Bruno L. Machado
MACKAY SHIELDS LLC
El Segundo, CA
Some features on this profile are disabled
CRD#: 5085298
BM
Professional summary
Bruno Luis Machado is a registered financial advisor currently at MACKAY SHIELDS LLC located in El Segundo, California and NYLIFE DISTRIBUTORS LLC located in El Segundo, California.
Bruno is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Bruno has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Bruno Luis Machado's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 17, 2017 - Present
MACKAY SHIELDS LLC
RIA
CRD#: 107717
El Segundo, CA
Current
February 8, 2011 - Present
NYLIFE DISTRIBUTORS LLC
Office #1: 300 North Continental Blvd Suite 100, El Segundo, CA 90245BD
CRD#: 35350
El Segundo, CA
Past
May 13, 2011 - March 17, 2017
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
RIA
CRD#: 109591
NEW YORK, NY
Past
August 2, 2010 - November 15, 2010
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
ROCKY HILL, CT
Past
July 26, 2010 - November 15, 2010
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
ROCKY HILL, CT
Past
June 1, 2009 - July 8, 2010
MORGAN STANLEY
BD
CRD#: 149777
POUGHKEEPSIE, NY
Past
February 7, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
POUGHKEEPSIE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MS
MACKAY SHIELDS LLC
MACKAY SHIELDS LLC
CRD#: 107717 / SEC#: 801-5594
RIA
Registered Investment Advisory firm - (4/11/1969 Approved)Oklahoma
Registered Investment Advisory firm - (3/30/2006 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/8/2022)
RR
Alaska(3/8/2022)
RR
Arizona(3/8/2022)
RR
Arkansas(3/8/2022)
RR
California(1/25/2012)
RR
Colorado(3/8/2022)
RR
Connecticut(3/14/2014)
IAR
Connecticut(3/17/2017)
RR
Delaware(3/8/2022)
RR
District of Columbia(3/8/2022)
RR
Florida(3/8/2022)
RR
Georgia(3/8/2022)
RR
Hawaii(3/8/2022)
RR
Idaho(3/8/2022)
RR
Illinois(3/8/2022)
RR
Indiana(3/8/2022)
RR
Iowa(3/8/2022)
RR
Kansas(3/8/2022)
RR
Kentucky(3/8/2022)
RR
Louisiana(3/8/2022)
RR
Maine(3/8/2022)
RR
Maryland(3/8/2022)
RR
Massachusetts(3/8/2022)
RR
Michigan(3/8/2022)
RR
Minnesota(3/14/2014)
RR
Mississippi(3/8/2022)
RR
Missouri(3/8/2022)
RR
Montana(3/8/2022)
RR
Nebraska(3/8/2022)
RR
Nevada(3/8/2022)
RR
New Hampshire(3/8/2022)
RR
New Jersey(3/8/2022)
RR
New Mexico(3/8/2022)
RR
New York(2/8/2011)
RR
North Carolina(3/8/2022)
RR
North Dakota(3/14/2014)
RR
Ohio(3/8/2022)
RR
Oklahoma(3/8/2022)
RR
Oregon(3/8/2022)
RR
Pennsylvania(3/8/2022)
RR
Rhode Island(3/8/2022)
RR
South Carolina(3/8/2022)
RR
South Dakota(3/14/2014)
RR
Tennessee(3/8/2022)
RR
Texas(3/8/2022)
RR
Utah(3/8/2022)
RR
Vermont(3/8/2022)
RR
Virginia(3/8/2022)
RR
Washington(3/8/2022)
RR
West Virginia(3/8/2022)
RR
Wisconsin(3/14/2014)
RR
Wyoming(3/8/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MS
MACKAY SHIELDS LLC
MACKAY SHIELDS LLC
CRD#: 107717 / SEC#: 801-5594
RIA
Registered Investment Advisory firm - (4/11/1969 Approved)Oklahoma
Registered Investment Advisory firm - (3/30/2006 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
299 Park Avenue 32nd Floor, New York, NY 10171
Mailing Address
Phone number
(212) 758-5400
Established
Firm type
Fiscal year end
# of Employees
201
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 377 |
| AUM (Assets Under Management) | $ 151,640,537,359 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/29/2025 | ||
| 10/28/2024 | ||
| 07/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
