Antonio V. Lordi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Antonio Vincenzo Lordi was a registered financial professional .
Antonio is a previously registered financial professional and started their career in finance in 2006. Antonio had worked at 2 firms and has passed the Series 25 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2013 - December 1, 2014
ILLUSTRO TRADING, LLC
September 10, 2012 - August 30, 2013
GLOBAL DIRECT EQUITIES, LLC
January 23, 2009 - November 9, 2011
ILLUSTRO TRADING, LLC
January 11, 2006 - January 23, 2009
GLOBAL DIRECT EQUITIES, LLC
State Registrations and Notice Filings
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Exams
Series 25
Date: 7/18/2006
NYSE Trading Assistant ExaminationCurrent Firm
ILLUSTRO TRADING, LLC
CRD#: 32792 / SEC#: , 8-36202
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
