Stanley E. Poorman

PRINCIPAL ADVISED SERVICES

DES MOINES, IA 50392

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CRD#: 5085113

Professional summary

Stanley Eugene Poorman, CFP®, who also goes by Stan E Poorman, Stanley E Poorman, is a registered financial advisor currently at PRINCIPAL ADVISED SERVICES located in Des Moines, Iowa.

Stanley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Stanley has worked at 8 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stan E Poorman | Stanley E Poorman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stanley Eugene Poorman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

December 14, 2018 - Present

PRINCIPAL ADVISED SERVICES

Office #1: 575 7th Street, Des Moines, IA 50392

RIA

CRD#: 297324

DES MOINES, IA

Past

August 10, 2015 - June 7, 2018

LEARNVEST PLANNING SERVICES, LLC

RIA

CRD#: 162453

SCOTTSDALE, AZ

Past

August 5, 2014 - April 6, 2015

MONROE WEALTH MANAGEMENT, LLC

RIA

CRD#: 172460

BLOOMINGTON, IN

Past

January 10, 2014 - June 30, 2014

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

CRD#: 38357

TERRE HAUTE, IN

Past

February 27, 2012 - June 30, 2014

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

RIA

CRD#: 38357

TERRE HAUTE, IN

Past

May 6, 2011 - February 27, 2012

CLIFTON GUNDERSON WEALTH ADVISORS

RIA

CRD#: 111297

TERRE HAUTE, IN

Past

April 8, 2011 - November 7, 2013

VALMARK SECURITIES, INC.

CRD#: 31243

TERRE HAUTE, IN

Past

January 3, 2011 - March 4, 2011

FIRST ADVISORS FINANCIAL GROUP, LLC

RIA

CRD#: 139750

SAVOY, IL

Past

April 30, 2008 - March 15, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAVOY, IL

Past

March 3, 2008 - March 15, 2011

LPL FINANCIAL LLC

CRD#: 6413

SAVOY, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRINCIPAL ADVISED SERVICES

PRINCIPAL ADVISED SERVICES | PRINCIPAL ADVISED SERVICES, LLC

CRD#: 297324 / SEC#: 801-114432

RIA

Registered Investment Advisory firm - (12/14/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(1/20/2021)

IAR

Iowa
(12/14/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/29/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/29/2008

General Securities Representative Examination

Current Firm

PRINCIPAL ADVISED SERVICES

PRINCIPAL ADVISED SERVICES | PRINCIPAL ADVISED SERVICES, LLC

CRD#: 297324 / SEC#: 801-114432

RIA

Registered Investment Advisory firm - (12/14/2018 Approved)

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Contact information

Main Address

655 9th Street, Des Moines, IA 50309

Mailing Address

711 High Street, Des Moines, IA 50392

Phone number

(866) 412-0770

Established

Firm type

Fiscal year end

# of Employees

343

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PAS ADV 2A ADVICE BROCHURE (3/31/2025)

PRINCIPAL ADVISED SERVICES FORM ADV 2A WRAP FEE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	16,940
AUM (Assets Under Management)	$ 887,316,440

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2025	Cover Page	Report
10/28/2024	Cover Page	Report
11/20/2023	Cover Page	Report
09/22/2023	Cover Page	Report
12/20/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stanley E. Poorman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stanley Eugene Poorman's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEARNVEST PLANNING SERVICES, LLC

MONROE WEALTH MANAGEMENT, LLC

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

CLIFTON GUNDERSON WEALTH ADVISORS

VALMARK SECURITIES, INC.

FIRST ADVISORS FINANCIAL GROUP, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

PRINCIPAL ADVISED SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 4/29/2008

Series 7

Date: 2/29/2008

Current Firm

PRINCIPAL ADVISED SERVICES

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PRINCIPAL ADVISED SERVICES

TRUST BUT VERIFY

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