Teodulfo A. Alanano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Teodulfo Alegria Alanano, who also goes by Teodulfo Alanano Jr, was a registered financial professional .
Teodulfo is a previously registered financial professional and started their career in finance in 2006. Teodulfo had worked at 4 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2009 - December 14, 2011
INVESTMENT RESEARCH CORP
September 23, 2009 - December 31, 2012
WORLD CAPITAL BROKERAGE, INC.
March 27, 2009 - August 17, 2009
FINANCIAL ADVISERS OF AMERICA, LLC
March 27, 2009 - August 17, 2009
FINANCIAL ADVISERS OF AMERICA, LLC
July 9, 2008 - March 4, 2009
PRUCO SECURITIES, LLC.
January 30, 2006 - March 4, 2009
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
INVESTMENT RESEARCH CORP
CRD#: 108208 / SEC#: 801-8599
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTMENT RESEARCH CORP
CRD#: 108208 / SEC#: 801-8599
Contact information
SEC notice filing (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 177 |
| AUM (Assets Under Management) | $ 63,421,004 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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