Scott P. Hensley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Patrick Hensley was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2007. Scott had worked at 2 firms and has passed the Series 55, Series 3, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2011 - February 25, 2013
SESLIA SECURITIES
June 1, 2007 - March 9, 2011
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/30/2009
Limited Representative-Equity Trader ExamCurrent Firm
SESLIA SECURITIES
CRD#: 30624 / SEC#: 801-58144, 8-45039
Contact information
Regulatory assets under management
| Total Number of Accounts | 591 |
| AUM (Assets Under Management) | $ 42,779,154 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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