Graham H. Vanhorn
Professional summary
Graham Henry Vanhorn, who also goes by Graham Vanhorn, is a registered financial advisor currently at INDEPENDENT FINANCIAL PARTNERS located in Sioux Falls, South Dakota and IFP SECURITIES, LLC located in Tampa, Florida.
Graham is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Graham has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Graham Henry Vanhorn's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2026 - Present
INDEPENDENT FINANCIAL PARTNERS
Office #1: 6909 S. Lyncrest Place Suite 100, Sioux Falls, SD 57108June 5, 2026 - Present
IFP SECURITIES, LLC
Office #1: 3030 North Rocky Point Drive West, Suite 700, Tampa, FL 33607June 5, 2014 - June 5, 2026
COMMONWEALTH FINANCIAL NETWORK
May 30, 2014 - June 5, 2026
COMMONWEALTH FINANCIAL NETWORK
April 3, 2006 - June 4, 2014
EQUITABLE ADVISORS, LLC
February 6, 2006 - June 4, 2014
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
INDEPENDENT FINANCIAL PARTNERS
CRD#: 125112 / SEC#: 801-69511
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
INDEPENDENT FINANCIAL PARTNERS
CRD#: 125112 / SEC#: 801-69511
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 45,782 |
| AUM (Assets Under Management) | $ 12,538,891,425 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/30/2023 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.