Dana M. Bourgeois

ALLOCATED ALLIANCES

HOUMA, LA

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CRD#: 5084489

Professional summary

Dana Marie Bourgeois, who also goes by Dana M. Bourgeois, is a registered financial advisor currently at ALLOCATED ALLIANCES, LLC located in Houma, Louisiana.

Dana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Dana has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dana M. Bourgeois

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dana Marie Bourgeois's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 25, 2011 - Present

ALLOCATED ALLIANCES, LLC

RIA

CRD#: 135987

HOUMA, LA

Past

February 3, 2006 - December 31, 2010

ALLOCATED ALLIANCES, LLC

RIA

CRD#: 135987

HOUMA, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(1/25/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

ALLOCATED ALLIANCES, LLC

ALLOCATED ALLIANCES LC | ALLOCATED ALLIANCES, LLC

CRD#: 135987 / SEC#:

Louisiana

Registered Investment Advisory firm - (2/8/2006 Approved)

Maine

Registered Investment Advisory firm - (11/20/2017 Approved)

Michigan

Registered Investment Advisory firm - (10/27/2016 Approved)

Texas

Registered Investment Advisory firm - (5/17/2023 Conditional Restricted)

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Contact information

Main Address

Houma, LA

Mailing Address

Phone number

(985) 381-2233

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dana M. Bourgeois

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dana Marie Bourgeois's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLOCATED ALLIANCES, LLC

ALLOCATED ALLIANCES, LLC

State Registrations and Notice Filings

Exams

Current Firm

ALLOCATED ALLIANCES, LLC

Contact information

Documents

Red Flags

Company Information

ALLOCATED ALLIANCES, LLC

TRUST BUT VERIFY

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